03/30/2015|AMZG                                                                                                                                                                                                                                                                                                        |American Eagle Energy Corp                                                                                                                                                                                                                                                                                  |MKT |A|10:30:24|04/01/2015
03/30/2015|BAA                                                                                                                                                                                                                                                                                                         |Banro Corporation                                                                                                                                                                                                                                                                                           |MKT |A|09:30:06|04/01/2015
03/30/2015|BGI                                                                                                                                                                                                                                                                                                         |Birks Group Inc                                                                                                                                                                                                                                                                                             |MKT |A|12:16:50|04/01/2015
03/30/2015|BIOA  WS                                                                                                                                                                                                                                                                                                    |BIOAMBER INC                                                                                                                                                                                                                                                                                                |NYSE|A|15:31:09|04/01/2015
03/30/2015|BRN                                                                                                                                                                                                                                                                                                         |Barnwell Industries, Inc                                                                                                                                                                                                                                                                                    |MKT |A|14:13:44|04/01/2015
03/30/2015|C     WSB                                                                                                                                                                                                                                                                                                   |Citigroup Inc  Warrants expiring 10/28/2018                                                                                                                                                                                                                                                                 |NYSE|A|09:38:15|04/01/2015
03/30/2015|CANF                                                                                                                                                                                                                                                                                                        |Can-Fite BioPharma Ltd                                                                                                                                                                                                                                                                                      |MKT |A|09:30:04|04/01/2015
03/30/2015|CELP                                                                                                                                                                                                                                                                                                        |CYPRESS ENERGY PARTNERS, L P                                                                                                                                                                                                                                                                                |NYSE|A|10:27:26|04/01/2015
03/30/2015|CPHI                                                                                                                                                                                                                                                                                                        |China Pharma Holdings, Inc                                                                                                                                                                                                                                                                                  |MKT |A|09:43:26|04/01/2015
03/30/2015|EGI                                                                                                                                                                                                                                                                                                         |Entree Gold, Inc                                                                                                                                                                                                                                                                                            |MKT |A|10:22:21|04/01/2015
03/30/2015|GBR                                                                                                                                                                                                                                                                                                         |New Concept Energy Inc                                                                                                                                                                                                                                                                                      |MKT |A|12:20:21|04/01/2015
03/30/2015|HLM   PR                                                                                                                                                                                                                                                                                                    |Hillman Group Capital Trust 11 6%                                                                                                                                                                                                                                                                           |MKT |A|15:30:47|04/01/2015
03/30/2015|HUSA                                                                                                                                                                                                                                                                                                        |Houston American Energy Corp                                                                                                                                                                                                                                                                                |MKT |A|12:16:10|04/01/2015
03/30/2015|JNUG                                                                                                                                                                                                                                                                                                        |Direxion Daily Junior Gold Miners Index Bull 3X Shares                                                                                                                                                                                                                                                      |ARCA|A|11:32:11|04/01/2015
03/30/2015|LAS                                                                                                                                                                                                                                                                                                         |Lentuo International Inc                                                                                                                                                                                                                                                                                    |NYSE|A|09:54:45|04/01/2015
03/30/2015|LGL   WS                                                                                                                                                                                                                                                                                                    |LGL Group, Inc  Warrant to purchase Common Stock (Expiring August 6, 2018)                                                                                                                                                                                                                                  |MKT |A|09:31:15|04/01/2015
03/30/2015|LIQT                                                                                                                                                                                                                                                                                                        |LIQTECH INTERNATIONAL INC                                                                                                                                                                                                                                                                                   |MKT |A|12:34:08|04/01/2015
03/30/2015|MDW                                                                                                                                                                                                                                                                                                         |Midway Gold Corp                                                                                                                                                                                                                                                                                            |MKT |A|10:35:01|04/01/2015
03/30/2015|MEA                                                                                                                                                                                                                                                                                                         |Metalico, Inc                                                                                                                                                                                                                                                                                               |MKT |A|15:40:00|04/01/2015
03/30/2015|NPD                                                                                                                                                                                                                                                                                                         |China Nepstar Chain Drugstore LTD                                                                                                                                                                                                                                                                           |NYSE|A|13:58:13|04/01/2015
03/30/2015|OIBR                                                                                                                                                                                                                                                                                                        |Oi S A                                                                                                                                                                                                                                                                                                      |NYSE|A|15:55:34|04/01/2015
03/30/2015|ONVO                                                                                                                                                                                                                                                                                                        |ORGANOVO HLDGS INC                                                                                                                                                                                                                                                                                          |MKT |A|12:54:26|04/01/2015
03/30/2015|PAL                                                                                                                                                                                                                                                                                                         |North American Palladium Ltd                                                                                                                                                                                                                                                                                |MKT |A|14:01:13|04/01/2015
03/30/2015|REE                                                                                                                                                                                                                                                                                                         |RARE ELEMENT RESOURCES LTD                                                                                                                                                                                                                                                                                  |MKT |A|10:16:57|04/01/2015
03/30/2015|REED                                                                                                                                                                                                                                                                                                        |Reed's Inc                                                                                                                                                                                                                                                                                                  |MKT |A|10:01:27|04/01/2015
03/30/2015|RUSS                                                                                                                                                                                                                                                                                                        |Direxion Daily Russia Bear 3x Shares                                                                                                                                                                                                                                                                        |ARCA|A|12:41:07|04/01/2015
03/30/2015|SSN                                                                                                                                                                                                                                                                                                         |Samson Oil & Gas Limited                                                                                                                                                                                                                                                                                    |MKT |A|10:30:38|04/01/2015
03/30/2015|TCPI                                                                                                                                                                                                                                                                                                        |TCP International Holdings Ltd                                                                                                                                                                                                                                                                              |NYSE|A|15:52:26|04/01/2015
03/30/2015|TGD                                                                                                                                                                                                                                                                                                         |Timmins Gold Corp                                                                                                                                                                                                                                                                                           |MKT |A|11:37:30|04/01/2015
03/30/2015|TPI                                                                                                                                                                                                                                                                                                         |TIANYIN PHARMACEUTICALS CO INC                                                                                                                                                                                                                                                                              |MKT |A|14:11:18|04/01/2015
03/30/2015|TRX                                                                                                                                                                                                                                                                                                         |Tanzanian Royalty Exploration Corporation                                                                                                                                                                                                                                                                   |MKT |A|15:42:52|04/01/2015
03/30/2015|VLY   WS                                                                                                                                                                                                                                                                                                    |Valley National Bancorp Warrants (expiring November 14, 2018)                                                                                                                                                                                                                                               |NYSE|A|10:57:37|04/01/2015
03/30/2015|WBAI                                                                                                                                                                                                                                                                                                        |500 com Limited                                                                                                                                                                                                                                                                                             |NYSE|A|10:02:00|04/01/2015
03/30/2015|WWE                                                                                                                                                                                                                                                                                                         |World Wrestling Entertainment                                                                                                                                                                                                                                                                               |NYSE|A|12:08:01|04/01/2015
03/30/2015|YANG                                                                                                                                                                                                                                                                                                        |Direxion Daily FTSE  China Bear 3X Shares                                                                                                                                                                                                                                                                   |ARCA|A|12:02:04|04/01/2015