S-03/28/2024-47146|03/28/2024|Common Stock|IPO|03/28/2024|Alta Global Group Limited|MMA|Effective before the Open                DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC        Offering Price: USD 5.00. First day of Trading is March 28, 2024. Settlement is subject to the Closing of the Offering on or about April 2, 2024.|Q0266F107|N|NYSE American|Ordinary Shares||||||||||
S-03/28/2024-47147|03/28/2024|Common Stock|Suspend|03/28/2024|PGT Innovations, Inc.|PGTI|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on March 28, 2024 Effective before the Open|69336V101|N|NYSE|Common Stock||||||||||
S-03/28/2024-47148|03/28/2024|Common Stock|Suspend|04/01/2024|Callon Petroleum Company|CPE|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on April 1, 2024 Pending before the Open|13123X508|N|NYSE|Common Stock||||||||||
S-03/28/2024-47149|03/28/2024|Preferred Stock|Suspend|04/01/2024|Citigroup Inc.|C PRJ|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Trading to be suspended on April 1, 2024 Effective before the Open|172967358|N|NYSE|Depositary Shares, Each Representing a 1/1000th Interest in a Share of 7.125% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series J||||||||||
S-03/28/2024-47150|03/28/2024|Common Stock|SuspExDistWI|04/01/2024|3M Company|MMM WI|Effective before the Open                DMM Firm: GTS SECURITIES LLC        "Ex-Distribution" Market Suspension Date: April 1, 2024 "Ex-Distribution" Market Trading to be suspended on April 1, 2024.  Trading will continue "Regular-Way" at a new price.|88579Y119|N|NYSE|Common Stock||||||||||
S-03/28/2024-47151|03/28/2024|Common Stock|RegWay|04/01/2024|Solventum Corporation|SOLV WI|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        First "Regular-Way" Market Trading Date: April 1, 2024 "Regular-Way" Security Symbol: SOLV The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "SOLV " to begin at the market open on April 1, 2024.|83444M101|N|NYSE|Common Stock||||||||||
S-03/28/2024-47152|03/28/2024|ETF|ProdNameChng|04/01/2024|Global X Funds|EMM|Effective before the Open                New Product Name: Global X Emerging Markets ex-China ETF Trading under the New Product Name to begin at the market open on April 1, 2024.|37960A636|N|NYSE Arca|Global X Emerging Markets ETF|EMM.NV|EMM.SO|EMM.EU|EMM.TC|EMM.IV|||||
S-03/28/2024-47153|03/28/2024|ETF|ProdNameChng|04/01/2024|Northern Lights Fund Trust IV|GLRY|Effective before the Open                New Product Name: Inspire Momentum ETF Trading under the New Product Name to begin at the market open on April 1, 2024.|66538H369|N|NYSE Arca|Inspire Faithward Mid Cap Momentum ETF|GLRY.NV|GLRY.SO|GLRY.EU|GLRY.TC|GLRY.IV|||||
S-03/28/2024-47154|03/28/2024|ETF|NewListing|04/01/2024|AIM ETF Products Trust|FLAO|Effective before the Open                First day of Trading: April 1, 2024 To be admitted to the list and to trading on April 1, 2024.|00888H620|N|NYSE Arca|AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF|FLAO.NV|FLAO.SO|FLAO.EU|FLAO.TC||||||
S-03/28/2024-47155|03/28/2024|Common Stock|RegWay|04/02/2024|GE Vernova Inc.|GEV WI|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        First "Regular-Way" Market Trading Date: April 2, 2024 "Regular-Way" Security Symbol: GEV The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "GEV " to begin at the market open on April 2, 2024.|36828A101|N|NYSE|Common Stock||||||||||
S-03/28/2024-47156|03/28/2024|Common Stock|SuspExDistWI|04/02/2024|GE Aerospace|GE WI|Effective before the Open                "Ex-Distribution" Market Suspension Date: April 2, 2024 "Ex-Distribution" Market Trading to be suspended on April 2, 2024.  Trading will continue "Regular-Way" at a new price under the new Trade ("Doing-Business-As") Name.|369604137|N|NYSE|Common Stock||||||||||
S-03/28/2024-47157|03/28/2024|Common Stock|NameChange|04/02/2024|General Electric Company|GE|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        New Issuer Name: GE Aerospace Trading under the new Trade ("Doing-Business-As") Name to begin at the market open on April 2, 2024.|369604301|N|NYSE|Common Stock||||||||||
S-03/28/2024-47158|03/28/2024|ETF|Suspend|04/03/2024|VanEck ETF Trust|YUMY|Effective before the Open                Trading to be suspended on April 3, 2024 Effective before the Open|92189H797|N|NYSE Arca|VanEck Future of Food ETF|YUMY.NV|YUMY.SO|YUMY.EU|YUMY.TC|YUMY.IV|||||
S-03/28/2024-47159|03/28/2024|Warrant|SuspendVol|04/01/2024|Andretti Acquisition Corp.|WNNR WS|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on April 1, 2024 Effective before the Open|G26735129|N|NYSE|Redeemable public warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share||||||||||
S-03/28/2024-47160|03/28/2024|Common Stock|SuspendVol|04/01/2024|Andretti Acquisition Corp.|WNNR|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on April 1, 2024 Effective before the Open|G26735103|N|NYSE|Class A Ordinary Shares||||||||||
S-03/28/2024-47161|03/28/2024|Unit|SuspendVol|04/01/2024|Andretti Acquisition Corp.|WNNR U|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on April 1, 2024 Effective before the Open|G26735111|N|NYSE|Units, each consisting of one Class A Ordinary Share and one-half of one redeemable public warrant||||||||||
S-03/28/2024-47162|03/28/2024|ETF|NewListing|04/02/2024|Spinnaker ETF Series|KOOL|Effective before the Open                First day of Trading: April 2, 2024 To be admitted to the list and to trading on April 2, 2024.|84858T855|N|NYSE Arca|North Shore Equity Rotation ETF|KOOL.NV|KOOL.SO|KOOL.EU|KOOL.TC||||||
S-03/28/2024-47163|03/28/2024|ETF|NewListing|04/02/2024|ProShares Trust|BITU|Pending before the Open        Subject to effectiveness of the 1934 Act        First day of Trading: April 2, 2024 To be admitted to the list and to trading on April 2, 2024.|74349Y704|N|NYSE Arca|ProShares Ultra Bitcoin ETF|BITU.NV|BITU.SO|BITU.EU|BITU.TC|BITU.IV|||||
S-03/28/2024-47164|03/28/2024|ETF|NewListing|04/02/2024|ProShares Trust|SBIT|Pending before the Open        Subject to effectiveness of the 1934 Act        First day of Trading: April 2, 2024 To be admitted to the list and to trading on April 2, 2024.|74349Y803|N|NYSE Arca|ProShares UltraShort Bitcoin ETF|SBIT.NV|SBIT.SO|SBIT.EU|SBIT.TC|SBIT.IV|||||