S-01/03/2024-46155|01/03/2024|Common Stock|NewListing|01/04/2024|Arcadium Lithium plc|ALTM|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: GTS SECURITIES LLC        First day of Trading: January 4, 2024 To be admitted to the list and to trading on January 4, 2024.|G0508H110|N|NYSE|Ordinary Shares||||||||||
S-01/03/2024-46156|01/03/2024|Common Stock|Suspend|01/04/2024|Livent Corporation|LTHM|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: GTS SECURITIES LLC        Trading to be suspended on January 4, 2024 Pending before the Open|53814L108|N|NYSE|Common Stock||||||||||
S-01/03/2024-46157|01/03/2024|ETF|Suspend|01/04/2024|Northern Lights Fund Trust IV|DEIF|Effective before the Open                Trading to be suspended on January 4, 2024 Effective before the Open|66538H229|N|NYSE Arca|Sterling Capital Diverse Multi-Manager Active ETF|DEIF.NV|DEIF.SO|DEIF.EU|DEIF.TC|DEIF.IV|||||
S-01/03/2024-46158|01/03/2024|Warrant|Suspend|01/04/2024|Marti Technologies, Inc.|MRT WS|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 4, 2024 Effective before the Open|573134111|Y|NYSE American|Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50||||||||||
S-01/03/2024-46159|01/03/2024|Common Stock|Suspend|01/05/2024|StarTek, Inc.|SRT|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 5, 2024 Pending before the Open|85569C107|N|NYSE|Common Stock||||||||||
S-01/03/2024-46160|01/03/2024|Structured Product|VolDelist|01/08/2024|Arlington Asset Investment Corp.|AAIN|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Trading to be suspended and removed from listing and registration on January 8, 2024 Effective before the Open|041356809|N|NYSE|6.000% Senior Notes Due 2026||||||||||
S-01/03/2024-46161|01/03/2024|Structured Product|VolDelist|01/08/2024|Arlington Asset Investment Corp.|AIC|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Trading to be suspended and removed from listing and registration on January 8, 2024 Effective before the Open|041356502|N|NYSE|6.750% Notes due 2025||||||||||
S-01/03/2024-46162|01/03/2024|Common Stock|ReverseStockSplit|01/08/2024|1847 Holdings LLC|EFSH|Effective before the Open                DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC        New Security Cusip: 28252B879 Trading under the New CUSIP to begin at the market open on January 8, 2024 following a 1 for 4 reverse stock split.|28252B887|N|NYSE American|Common Shares||||||||||
S-01/03/2024-46163|01/03/2024|ETF|NewListing|01/04/2024|Federated Hermes ETF Trust|FTRB|Effective before the Open                First day of Trading: January 4, 2024 To be admitted to the list and to trading on January 4, 2024.|31423L404|N|NYSE Arca|Federated Hermes Total Return Bond ETF|FTRB.NV|FTRB.SO|FTRB.EU|FTRB.TC||||||
S-01/03/2024-46164|01/03/2024|Common Stock|ReverseStockSplit|01/05/2024|DSS, Inc.|DSS|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation        New Security Cusip: 26253C201 Trading under the New CUSIP to begin at the market open on January 5, 2024 following a 1 for 20 reverse stock split.|26253C102|N|NYSE American|Common Stock||||||||||
S-01/03/2024-46165|01/03/2024|Common Stock|Suspend|01/05/2024|Chico's FAS, Inc.|CHS|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: GTS SECURITIES LLC        Trading to be suspended on January 5, 2024 Pending before the Open|168615102|N|NYSE|Common Stock||||||||||
S-01/03/2024-46166|01/03/2024|Warrant|SuspCause|01/03/2024|MultiPlan Corporation|MPLN WS|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 3, 2024. See press release issued by NYSE Regulation for further details.|62548M118|N|NYSE|Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share||||||||||