S-12/29/2023-46115|12/29/2023|Common Stock|Suspend|12/29/2023|Eneti Inc.|NETI|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on December 29, 2023 Effective before the Open|Y2294C107|Y|NYSE|Common Stock|||||||||| S-12/29/2023-46116|12/29/2023|Common Stock|ReverseStockSplit||Ault Alliance, Inc.|AULT|Postponed to a Date to be Announced Subject to effectiveness of Amendment to Certificate of Incorporation DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC New Security Cusip: 09175M507 Trading under the New CUSIP following a - for - reverse stock split to begin at the market open on a date to be announced (NOT January 3, 2024).|09175M408|N|NYSE American|Common Stock|||||||||| S-12/29/2023-46117|12/29/2023|Preferred Stock|NewListing|01/02/2024|Kimco Realty Corporation|KIM PRN|Pending before the Open Subject to effectiveness of the Merger DMM Firm: GTS SECURITIES LLC First day of Trading: January 2, 2024 To be admitted to the list and to trading on January 2, 2024.|49446R687|N|NYSE|Depositary Shares, each representing 1/1,000th interest in a share of 7.25% Class N Cumulative Convertible Perpetual Preferred Stock|||||||||| S-12/29/2023-46118|12/29/2023|Preferred Stock|Suspend|01/02/2024|RPT Realty|RPT PRD|Pending before the Open Subject to effectiveness of the Merger DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on January 2, 2024 Pending before the Open|74971D200|N|NYSE|7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest|||||||||| S-12/29/2023-46119|12/29/2023|Common Stock|Suspend|01/02/2024|RPT Realty|RPT|Pending before the Open Subject to effectiveness of the Merger DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on January 2, 2024 Pending before the Open|74971D101|N|NYSE|Common Shares of Beneficial Interest|||||||||| S-12/29/2023-46120|12/29/2023|Common Stock|NameSymChng|01/02/2024|Templeton Global Income Fund|GIM|Effective before the Open DMM Firm: GTS SECURITIES LLC New Issuer Name: Saba Capital Income & Opportunities Fund II New Security Symbol: SABA Trading under the New Name & Symbol to begin at the market open on January 2, 2024.|880198106|N|NYSE|Shares of Beneficial Interest|||||||||| S-12/29/2023-46121|12/29/2023|Warrant|ProdNameCUSChng|01/02/2024|FREYR Battery|FREY WS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Issuer Name: FREYR Battery, Inc. New Product Name: Warrants, each whole warrant exercisable to purchase one Common Stock at an exercise price of $11.50 per share New Security Cusip: 35834F112 Trading under the New Issuer Name, Security Name & CUSIP to begin at the market open on January 2, 2024.|L4135L118|Y|NYSE|Warrants, each whole warrant exercisable to purchase one Ordinary Share at an exercise price of $11.50 per share|||||||||| S-12/29/2023-46122|12/29/2023|Common Stock|ProdNameCUSChng|01/02/2024|FREYR Battery|FREY|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Issuer Name: FREYR Battery, Inc. New Product Name: Common Stock New Security Cusip: 35834F104 Trading under the New Issuer Name, Security Name & CUSIP to begin at the market open on January 2, 2024.|L4135L100|Y|NYSE|Ordinary Shares|||||||||| S-12/29/2023-46123|12/29/2023|Common Stock|ProdNameCUSChng|01/02/2024|Lazard Ltd|LAZ|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Issuer Name: Lazard, Inc. New Product Name: Common Stock New Security Cusip: 52110M109 Trading under the New Issuer Name, Security Name & CUSIP to begin at the market open on January 2, 2024.|G54050102|N|NYSE|Class A Common Stock|||||||||| S-12/29/2023-46124|12/29/2023|Common Stock|SuspendVol|01/02/2024|enCore Energy Corp.|EU|Effective before the Open Trading to be suspended on January 2, 2024 Effective before the Open|29259W700|Y|NYSE American|Common Shares|||||||||| S-12/29/2023-46125|12/29/2023|Preferred Stock|VolDelist|01/02/2024|Niagara Mohawk Power Corporation|NMK PRC|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended and removed from listing and registration on January 2, 2024 Effective before the Open|653522409|N|NYSE|Preferred Stock, 3.90% Series|||||||||| S-12/29/2023-46126|12/29/2023|Preferred Stock|VolDelist|01/02/2024|Niagara Mohawk Power Corporation|NMK PRB|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended and removed from listing and registration on January 2, 2024 Effective before the Open|653522300|N|NYSE|Preferred Stock, 3.60% Series|||||||||| S-12/29/2023-46127|12/29/2023|Unit|Suspend|01/02/2024|Banyan Acquisition Corporation|BYN U|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on January 2, 2024 Effective before the Open|06690B206|N|NYSE|Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant|||||||||| S-12/29/2023-46128|12/29/2023|Common Stock|NameSymChng|01/02/2024|Banyan Acquisition Corporation|BYN|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Issuer Name: Pinstripes Holdings, Inc. New Security Symbol: PNST Trading under the New Name & Symbol to begin at the market open on January 2, 2024.|06690B107|N|NYSE|Class A Common Stock|||||||||| S-12/29/2023-46129|12/29/2023|Warrant|NameSymChng|01/02/2024|Banyan Acquisition Corporation|BYN WS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Issuer Name: Pinstripes Holdings, Inc. New Security Symbol: PNST WS Trading under the New Name & Symbol to begin at the market open on January 2, 2024.|06690B115|N|NYSE|Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share|||||||||| S-12/29/2023-46130|12/29/2023|ETF|Suspend|01/03/2024|SPDR Series Trust|XWEB|Effective before the Open Trading to be suspended on January 3, 2024 Effective before the Open|78468R127|N|NYSE Arca|SPDR S&P Internet ETF|XWEB.NV|XWEB.SO|XWEB.EU|XWEB.TC|XWEB.IV||||| S-12/29/2023-46131|12/29/2023|ETF|NewListing|01/03/2024|Tidal Commodities Trust I|DEFI|Pending before the Open Subject to effectiveness of the Merger and the 1934 Act First day of Trading: January 3, 2024 To be admitted to the list and to trading on January 3, 2024.|88634V100|N|NYSE Arca|Hashdex Bitcoin Futures ETF|DEFI.NV|DEFI.SO|DEFI.EU|DEFI.TC|DEFI.IV||||| S-12/29/2023-46132|12/29/2023|ETF|Suspend|01/03/2024|Teucrium Commodity Trust|DEFI|Pending before the Open Subject to effectiveness of the Merger Trading to be suspended on January 3, 2024 Pending before the Open|88166A805|N|NYSE Arca|Hashdex Bitcoin Futures ETF|DEFI.NV|DEFI.SO|DEFI.EU|DEFI.TC|DEFI.IV||||| S-12/29/2023-46133|12/29/2023|Common Stock|NewListing|01/04/2024|Arcadium Lithium plc|ALTM|Pending before the Open Subject to effectiveness of the Merger DMM Firm: GTS SECURITIES LLC First day of Trading: January 4, 2024 To be admitted to the list and to trading on January 4, 2024.|G0508H110|N|NYSE|Ordinary Shares|||||||||| S-12/29/2023-46134|12/29/2023|Common Stock|Suspend|01/04/2024|Livent Corporation|LTHM|Pending before the Open Subject to effectiveness of the Merger DMM Firm: GTS SECURITIES LLC Trading to be suspended on January 4, 2024 Pending before the Open|53814L108|N|NYSE|Common Stock|||||||||| S-12/29/2023-46135|12/29/2023|Warrant|Suspend|01/04/2024|Marti Technologies, Inc.|MRT WS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on January 4, 2024 Effective before the Open|573134111|Y|NYSE American|Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50|||||||||| S-12/29/2023-46136|12/29/2023|ETF|Suspend|01/04/2024|Northern Lights Fund Trust IV|DEIF|Effective before the Open Trading to be suspended on January 4, 2024 Effective before the Open|66538H229|N|NYSE Arca|Sterling Capital Diverse Multi-Manager Active ETF|DEIF.NV|DEIF.SO|DEIF.EU|DEIF.TC|DEIF.IV||||| S-12/29/2023-46137|12/29/2023|Preferred Stock|CUSIPChng|01/02/2024|Athene Holding Ltd.|ATH PRA|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Security Cusip: 04686J861 Trading under the New CUSIP to begin at the market open on January 2, 2024.|G0684D305|N|NYSE|Depositary Shares, each representing a 1/1,000th interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A||||||||||