S-01/04/2023-41946|01/04/2023|ETF|NewListing|01/04/2023|Gabelli ETFs Trust|GCAD|Effective before the Open                First day of Trading: January 4, 2023 To be admitted to the list and to trading on January 4, 2023.|36261K509|N|NYSE Arca|Gabelli Equity Income ETF|GCAD.NV|GCAD.SO|GCAD.EU|GCAD.TC|GCAD.IV|||||
S-01/04/2023-41947|01/04/2023|ETF|Suspend|01/05/2023|EA Series Trust|RIGZ|Effective before the Open                Trading to be suspended on January 5, 2023 Effective before the Open|02072L755|N|NYSE Arca|Viridi Bitcoin Miners ETF|RIGZ.NV|RIGZ.SO|RIGZ.EU|RIGZ.TC|RIGZ.IV|||||
S-01/04/2023-41948|01/04/2023|Common Stock|NameSymChng|01/09/2023|Laredo Petroleum, Inc.|LPI|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation        DMM Firm: CITADEL SECURITIES LLC        New Issuer Name: Vital Energy, Inc. New Security Symbol: VTLE Trading under the New Name & Symbol to begin at the market open on January 9, 2023.|516806205|N|NYSE|Common Stock, par value $0.01 per share||||||||||
S-01/04/2023-41949|01/04/2023|ADS Common|Suspend|01/09/2023|Can-Fite BioPharma Ltd.|CANF|Effective before the Open                Trading to be suspended on January 9, 2023 Effective before the Open|13471N201|Y|NYSE American|American Depositary Shares (each representing 30 Ordinary Shares)||||||||||
S-01/04/2023-41950|01/04/2023|ADS Common|Admit|01/09/2023|Can-Fite BioPharma Ltd.|CANF|Effective before the Open                To be admitted to the list and to trading on January 9, 2023|13471N300|Y|NYSE American|American Depositary Shares, each representing three hundred (300) Ordinary Shares||||||||||
S-01/04/2023-41951|01/04/2023|Common Stock|IPO||LeeWay Services, Inc.|LEWY|Postponed to a Date to be Announced        Subject to effectiveness of the 1933 Act, 1934 Act and Pricing         First Day of Trading is on a date to be announced (NOT January 6, 2023)|52459J105|N|NYSE American|Common Stock||||||||||
S-01/04/2023-41952|01/04/2023|Warrant|SuspCause|01/04/2023|Gelesis Holdings, Inc.|GLS WS|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 4, 2023. See press release issued by NYSE Regulation for further details.|36850R113|N|NYSE|Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50||||||||||