S-12/30/2022-41910|12/30/2022|ETF|ProdChng|01/03/2023|ETF Series Solutions|VUSE|Effective before the Open New Product Name: Vident U.S. Equity Strategy ETF Trading under the new Product Name to begin at the market open on January 3, 2023.|26922A503|N|NYSE Arca|Vident Core U.S. Equity Fund|VUSE.NV|VUSE.SO|VUSE.EU|VUSE.TC|VUSE.IV||||| S-12/30/2022-41911|12/30/2022|Common Stock|NameCUSChng|01/03/2023|Frontline Ltd.|FRO|Effective before the Open DMM Firm: CITADEL SECURITIES LLC New Issuer Name: Frontline Plc New Security Cusip: M46528101 Trading under the New Name & CUSIP to begin at the market open on January 3, 2023.|G3682E192|Y|NYSE|Ordinary Shares|||||||||| S-12/30/2022-41912|12/30/2022|ETF|ProdChng|01/03/2023|ETF Series Solutions|VIDI|Effective before the Open New Product Name: Vident International Equity Strategy ETF Trading under the new Product Name to begin at the market open on January 3, 2023.|26922A404|N|NYSE Arca|Vident International Equity Fund|VIDI.NV|VIDI.SO|VIDI.EU|VIDI.TC|VIDI.IV||||| S-12/30/2022-41913|12/30/2022|ETF|ProdChng|01/03/2023|ETF Series Solutions|VBND|Effective before the Open New Product Name: Vident U.S. Bond Strategy ETF Trading under the new Product Name to begin at the market open on January 3, 2023.|26922A602|N|NYSE Arca|Vident Core U.S. Bond Strategy ETF|VBND.NV|VBND.SO|VBND.EU|VBND.TC|VBND.IV||||| S-12/30/2022-41914|12/30/2022|Preferred Stock|VolDelist|01/03/2023|Hoegh LNG Partners LP|HMLP PRA|Effective before the Open DMM Firm: GTS SECURITIES LLC Trading to be suspended and removed from listing and registration on January 3, 2023 Effective before the Open|Y3262R118|Y|NYSE|8.75% Series A Cumulative Redeemable Preferred Units|||||||||| S-12/30/2022-41915|12/30/2022|ETF|ProdChng|01/03/2023|FlexShares Trust|RAVI|Effective before the Open New Product Name: FlexShares Ultra-Short Income Fund Trading under the new Product Name to begin at the market open on January 3, 2023.|33939L886|N|NYSE Arca|FlexShares Ready Access Variable Income Fund|RAVI.NV|RAVI.SO|RAVI.EU|RAVI.TC|RAVI.IV||||| S-12/30/2022-41916|12/30/2022|Preferred Stock|VolDelist|01/03/2023|Drive Shack Inc.|DS PRD|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended and removed from listing and registration on January 3, 2023 Effective before the Open|262077407|N|NYSE|8.375% Series D Cumulative Redeemable Preferred Stock|||||||||| S-12/30/2022-41917|12/30/2022|Common Stock|VolDelist|01/03/2023|Drive Shack Inc.|DS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended and removed from listing and registration on January 3, 2023 Effective before the Open|262077100|N|NYSE|Common Stock|||||||||| S-12/30/2022-41918|12/30/2022|Preferred Stock|VolDelist|01/03/2023|Drive Shack Inc.|DS PRB|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended and removed from listing and registration on January 3, 2023 Effective before the Open|262077209|N|NYSE|Series B 9.75% Cumulative Redeemable Preferred Stock|||||||||| S-12/30/2022-41919|12/30/2022|Preferred Stock|VolDelist|01/03/2023|Drive Shack Inc.|DS PRC|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended and removed from listing and registration on January 3, 2023 Effective before the Open|262077308|N|NYSE|8.05% Series C Cumulative Redeemable Preferred Stock|||||||||| S-12/30/2022-41920|12/30/2022|ETF|SuspendVol|01/03/2023|Harbor ETF Trust|WINN|Effective before the Open Trading to be suspended on the NYSE Arca -- AND -- To be admitted to the list and to trading on NYSE on January 3, 2023|41151J406|N|NYSE Arca|Harbor Long-Term Growers ETF|WINN.NV|WINN.SO|WINN.EU|WINN.TC|WINN.IV||||| S-12/30/2022-41921|12/30/2022|ETF|NewListing|01/03/2023|Harbor ETF Trust|GDIV|Effective before the Open DMM Firm: GTS SECURITIES LLC First day of Trading: January 3, 2023 To be admitted to the list and to trading on January 3, 2023.|41151J703|N|NYSE|Harbor Dividend Growth Leaders ETF|GDIV.NV|GDIV.SO|GDIV.EU|GDIV.TC|||||| S-12/30/2022-41922|12/30/2022|ETF|NewListing|01/03/2023|Harbor ETF Trust|HGER|Effective before the Open DMM Firm: VIRTU FINANCIAL CAPITAL MARKETS LLC First day of Trading: January 3, 2023 To be admitted to the list and to trading on January 3, 2023.|41151J505|N|NYSE|Harbor All-Weather Inflation Focus ETF|HGER.NV|HGER.SO|HGER.EU|HGER.TC|||||| S-12/30/2022-41923|12/30/2022|ETF|SuspendVol|01/03/2023|Harbor ETF Trust|GDIV|Effective before the Open Trading to be suspended on the NYSE Arca -- AND -- To be admitted to the list and to trading on NYSE on January 3, 2023|41151J703|N|NYSE Arca|Harbor Dividend Growth Leaders ETF|GDIV.NV|GDIV.SO|GDIV.EU|GDIV.TC|GDIV.IV||||| S-12/30/2022-41924|12/30/2022|ETF|SuspendVol|01/03/2023|Harbor ETF Trust|HGER|Effective before the Open Trading to be suspended on the NYSE Arca -- AND -- To be admitted to the list and to trading on NYSE on January 3, 2023|41151J505|N|NYSE Arca|Harbor All-Weather Inflation Focus ETF|HGER.NV|HGER.SO|HGER.EU|HGER.TC|HGER.IV||||| S-12/30/2022-41925|12/30/2022|ETF|NewListing|01/03/2023|Harbor ETF Trust|WINN|Effective before the Open DMM Firm: GTS SECURITIES LLC First day of Trading: January 3, 2023 To be admitted to the list and to trading on January 3, 2023.|41151J406|N|NYSE|Harbor Long-Term Growers ETF|WINN.NV|WINN.SO|WINN.EU|WINN.TC|||||| S-12/30/2022-41926|12/30/2022|Common Stock|NameSymChng|01/03/2023|BitNile Holdings, Inc.|NILE|Effective before the Open DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC New Issuer Name: Ault Alliance, Inc. New Security Symbol: AULT Trading under the New Name & Symbol to begin at the market open on January 3, 2023.|09175M101|N|NYSE American|Common Stock|||||||||| S-12/30/2022-41927|12/30/2022|Preferred Stock|NameSymChng|01/03/2023|BitNile Holdings, Inc.|NILE PRD|Effective before the Open DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC New Issuer Name: Ault Alliance, Inc. New Security Symbol: AULT PRD Trading under the New Name & Symbol to begin at the market open on January 3, 2023.|09175M200|N|NYSE American|13.00% Series D Cumulative Redeemable Perpetual Preferred Stock|||||||||| S-12/30/2022-41928|12/30/2022|Preferred Stock|NameChange|01/03/2023|E.I. du Pont de Nemours and Company|CTA PRB|Effective before the Open DMM Firm: GTS SECURITIES LLC New Issuer Name: EIDP, Inc. Trading under the New Name to begin at the market open on January 3, 2023.|263534307|N|NYSE|Preferred Stock $4.50 Series|||||||||| S-12/30/2022-41929|12/30/2022|Preferred Stock|NameChange|01/03/2023|E.I. du Pont de Nemours and Company|CTA PRA|Effective before the Open DMM Firm: GTS SECURITIES LLC New Issuer Name: EIDP, Inc. Trading under the New Name to begin at the market open on January 3, 2023.|263534208|N|NYSE|Preferred Stock $3.50 Series|||||||||| S-12/30/2022-41930|12/30/2022|Common Stock|SuspExDistWI|01/04/2023|General Electric Company|GE WI|Effective before the Open DMM Firm: CITADEL SECURITIES LLC "Ex-Distribution" Market Suspension Date: January 4, 2023 "Ex-Distribution" Market Trading to be suspended on January 4, 2023. Trading will continue "Regular-Way" at a new price.|369604129|N|NYSE|Common Stock|||||||||| S-12/30/2022-41931|12/30/2022|Warrant|Suspend|01/04/2023|Spire Global, Inc.|SPIR WS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on January 4, 2023 Effective before the Open|848560116|N|NYSE|Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share|||||||||| S-12/30/2022-41932|12/30/2022|Common Stock|NewListing|01/04/2023|Eagle Bulk Shipping Inc.|EGLE|Effective before the Open First day of Trading: January 4, 2023 To be admitted to the list and to trading on January 4, 2023.|Y2187A150|N|NYSE|Common Stock|||||||||| S-12/30/2022-41933|12/30/2022|Right|AdmitWI|01/04/2023|RiverNorth Capital and Income Fund, Inc.|RSF RTWI|Effective before the Open DMM Firm: CITADEL SECURITIES LLC To be admitted to trading in a "When-Issued" market on January 4, 2023.|76882B116|N|NYSE|Rights (expiring January 27, 2023)|||||||||| S-12/30/2022-41934|12/30/2022|ETF|Suspend|01/05/2023|EA Series Trust|RIGZ|Effective before the Open Trading to be suspended on January 5, 2023 Effective before the Open|02072L755|N|NYSE Arca|Viridi Bitcoin Miners ETF|RIGZ.NV|RIGZ.SO|RIGZ.EU|RIGZ.TC|RIGZ.IV||||| S-12/30/2022-41935|12/30/2022|ETF|NewListing|01/04/2023|Gabelli ETFs Trust|GCAD|Pending before the Open Subject to effectiveness of the 1934 Act First day of Trading: January 4, 2023 To be admitted to the list and to trading on January 4, 2023.|36261K509|N|NYSE Arca|Gabelli Equity Income ETF|GCAD.NV|GCAD.SO|GCAD.EU|GCAD.TC|GCAD.IV|||||