S-10/03/2022-40532|10/03/2022|Common Stock|Suspend|10/03/2022|Duke Realty Corporation|DRE|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on October 3, 2022 Effective before the Open|264411505|N|NYSE|Common Stock|||||||||| S-10/03/2022-40533|10/03/2022|Common Stock|Suspend|10/03/2022|Hanger, Inc.|HNGR|Effective before the Open DMM Firm: GTS SECURITIES LLC Trading to be suspended on October 3, 2022 Effective before the Open|41043F208|N|NYSE|Common Stock|||||||||| S-10/03/2022-40534|10/03/2022|ETF|NewListing|10/04/2022|Bitwise Funds Trust|BWEB|Effective before the Open First day of Trading: October 4, 2022 To be admitted to the list and to trading on October 4, 2022.|091748103|N|NYSE Arca|Bitwise Web3 ETF|BWEB.NV|BWEB.SO|BWEB.EU|BWEB.TC|||||| S-10/03/2022-40535|10/03/2022|ETF|Suspend|10/04/2022|Amplify ETF Trust|DTOX|Effective before the Open Trading to be suspended on October 4, 2022 Effective before the Open|032108813|N|NYSE Arca|Amplify Cleaner Living ETF|DTOX.NV|DTOX.SO|DTOX.EU|DTOX.TC|DTOX.IV||||| S-10/03/2022-40536|10/03/2022|ETF|Suspend|10/04/2022|Amplify ETF Trust|JGLD|Effective before the Open Trading to be suspended on October 4, 2022 Effective before the Open|032108839|N|NYSE Arca|Amplify Pure Junior Gold Miners ETF|JGLD.NV|JGLD.SO|JGLD.EU|JGLD.TC|JGLD.IV||||| S-10/03/2022-40537|10/03/2022|Common Stock|RegWay|10/04/2022|Biohaven Ltd.|BHVN WI|Effective before the Open DMM Firm: CITADEL SECURITIES LLC First "Regular-Way" Market Trading Date: October 4, 2022 "Regular-Way" Security Symbol: BHVN The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "BHVN " to begin at the market open on October 4, 2022.|G1110E107|N|NYSE|Common Shares|||||||||| S-10/03/2022-40538|10/03/2022|Common Stock|Suspend|10/04/2022|Biohaven Pharmaceutical Holding Company Ltd.|BHVN|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Trading to be suspended on October 4, 2022 Effective before the Open|G11196105|N|NYSE|Common Shares|||||||||| S-10/03/2022-40539|10/03/2022|Common Stock|Admit|10/05/2022|CPI Aerostructures, Inc.|CVU|Effective before the Open Trading to be resumed on October 5, 2022.|125919308|N|NYSE American|Common Stock Without Par Value|||||||||| S-10/03/2022-40540|10/03/2022|Common Stock|RegWay|10/06/2022|Bluerock Homes Trust, Inc.|BHM WI|Effective before the Open DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC First "Regular-Way" Market Trading Date: October 6, 2022 "Regular-Way" Security Symbol: BHM The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "BHM " to begin at the market open on October 6, 2022.|09631H100|N|NYSE American|Class A Common Stock|||||||||| S-10/03/2022-40541|10/03/2022|Preferred Stock|Suspend|10/06/2022|Bluerock Residential Growth REIT Inc.|BRG PRD|Pending before the Open Subject to effectiveness of the Merger Trading to be suspended on October 6, 2022 Pending before the Open|09627J656|N|NYSE American|7.125% Series D Cumulative Preferred Stock|||||||||| S-10/03/2022-40542|10/03/2022|Preferred Stock|Suspend|10/06/2022|Bluerock Residential Growth REIT Inc.|BRG PRC|Pending before the Open Subject to effectiveness of the Merger Trading to be suspended on October 6, 2022 Pending before the Open|09627J748|N|NYSE American|7.625% Series C Cumulative Redeemable Preferred Stock|||||||||| S-10/03/2022-40543|10/03/2022|Common Stock|Suspend|10/06/2022|Bluerock Residential Growth REIT Inc.|BRG|Pending before the Open Subject to effectiveness of the Merger Trading to be suspended on October 6, 2022 Pending before the Open|09627J102|N|NYSE American|Class A Common Stock|||||||||| S-10/03/2022-40544|10/03/2022|Common Stock|Suspend|10/06/2022|Vy Global Growth|VYGG|Effective before the Open DMM Firm: VIRTU FINANCIAL CAPITAL MARKETS LLC Trading to be suspended on October 6, 2022 Effective before the Open|G9444H100|N|NYSE|Class A Ordinary Shares|||||||||| S-10/03/2022-40545|10/03/2022|Unit|Suspend|10/06/2022|Vy Global Growth|VYGG U|Effective before the Open DMM Firm: VIRTU FINANCIAL CAPITAL MARKETS LLC Trading to be suspended on October 6, 2022 Effective before the Open|G9444H126|N|NYSE|Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share|||||||||| S-10/03/2022-40546|10/03/2022|Common Stock|ReverseStockSplit|10/07/2022|Quanergy Systems, Inc.|QNGY|Pending before the Open Subject to effectiveness of Amendment to Certificate of Incorporation DMM Firm: CITADEL SECURITIES LLC New Security Cusip: 74764U203 Trading under the New CUSIP to begin at the market open on October 7, 2022 following the reverse stock split. (NOT on October 5, 2022)|74764U104|N|NYSE|Common Stock|||||||||| S-10/03/2022-40547|10/03/2022|ETF|NewListing|10/05/2022|Global X Funds|RYLG|Effective before the Open First day of Trading: October 5, 2022 To be admitted to the list and to trading on October 5, 2022.|37960A776|N|NYSE Arca|Global X Russell 2000 Covered Call & Growth ETF|RYLG.NV|RYLG.SO|RYLG.EU|RYLG.TC|RYLG.IV||||| S-10/03/2022-40548|10/03/2022|ETF|NewListing|10/05/2022|Thrivent ETF Trust|TSME|Effective before the Open First day of Trading: October 5, 2022 To be admitted to the list and to trading on October 5, 2022.|88588G109|N|NYSE Arca|Thrivent Small-Mid Cap ESG ETF|TSME.NV|TSME.SO|TSME.EU|TSME.TC|TSME.IV||||| S-10/03/2022-40549|10/03/2022|Common Stock|SuspCause|10/03/2022|Ampio Pharmaceuticals Inc.|AMPE|Effective Immediately Trading to be suspended Effective Immediately on October 3, 2022. See press release issued by NYSE Regulation for further details.|03209T109|N|NYSE American|Common Stock|||||||||| S-10/03/2022-40550|10/03/2022|ETF|NewListing|10/05/2022|Elevation Series Trust|SRHQ|Pending before the Open Subject to effectiveness of the 1934 Act First day of Trading: October 5, 2022 To be admitted to the list and to trading on October 5, 2022.|210322103|N|NYSE Arca|SRH U.S. Quality ETF|SRHQ.NV|SRHQ.SO|SRHQ.EU|SRHQ.TC||||||