S-04/01/2022-30946|04/01/2022|Common Stock|Suspend|04/01/2022|Veoneer, Inc.|VNE|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: N        Trading to be suspended on April 1, 2022 Effective before the Open|92336X109|N|NYSE|Common stock||||||||||
S-04/01/2022-30947|04/01/2022|Unit|Suspend|04/04/2022|HNR Acquisition Corp|HNRA U|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Panel:         Trading to be suspended on April 4, 2022 Effective before the Open|40472A201|N|NYSE American|Units, each consisting of one share of Common Stock, and one redeemable Warrant||||||||||
S-04/01/2022-30948|04/01/2022|Common Stock|NewListing|04/04/2022|HNR Acquisition Corp|HNRA|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        To be admitted to the list and to trading on April 4, 2022.|40472A102|N|NYSE American|Common Stock||||||||||
S-04/01/2022-30949|04/01/2022|Warrant|NewListing|04/04/2022|HNR Acquisition Corp|HNRA WS|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        To be admitted to the list and to trading on April 4, 2022.|40472A128|N|NYSE American|Warrants, each whole warrant exercisable for three quarters of one share of Common Stock at an exercise price of $11.50 per whole share||||||||||
S-04/01/2022-30950|04/01/2022|Preferred Stock|NewListing|04/04/2022|M&T Bank Corporation|MTB PRH|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: 8B        To be admitted to the list and to trading on April 4, 2022.|55261F872|N|NYSE|Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock,  Series H||||||||||
S-04/01/2022-30951|04/01/2022|Common Stock|AdmitExDistWI|04/04/2022|AT&T Inc.|T WD|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: 8P        Issue to be trading in two markets, "Regular Way" and "Ex-Distribution" markets beginning on April 4, 2022|00206R110|N|NYSE|Common Stock||||||||||
S-04/01/2022-30952|04/01/2022|Common Stock|NameSymChng|04/04/2022|Alliance Data Systems Corporation|ADS|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: F        New Issuer Name: Bread Financial Holdings, Inc.        Trading under the New Name & Symbol to begin at the market open on April 4, 2022.        New Issue Symbol: BFH|018581108|N|NYSE|Common Stock||||||||||
S-04/01/2022-30953|04/01/2022|Common Stock|NameChange|04/04/2022|salesforce.com, inc.|CRM|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: F        New Issuer Name: Salesforce, Inc.        Trading under the New Name to begin at the market open on April 4, 2022.|79466L302|N|NYSE|Common Stock||||||||||
S-04/01/2022-30954|04/01/2022|Common Stock|NameSymChng|04/04/2022|Boulder Growth & Income Fund, Inc.|BIF|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: F        New Issuer Name: SRH Total Return Fund, Inc.        Trading under the New Name & Symbol to begin at the market open on April 4, 2022.        New Issue Symbol: STEW|101507101|N|NYSE|Common Stock||||||||||
S-04/01/2022-30955|04/01/2022|Common Stock|Suspend|04/05/2022|BP Midstream Partners LP|BPMP|Pending before the Open        Subject to effectiveness of the Merger                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: O        Trading to be suspended on April 5, 2022 Pending before the Open|0556EL109|N|NYSE|Common units representing limited partner interests||||||||||
S-04/01/2022-30956|04/01/2022|Common Stock|SuspExDistWI|04/05/2022|Enovis Corporation|ENOV WI|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation                DMM Firm: GTS SECURITIES LLC        "Ex-Distribution" Market Suspension Date: April 5, 2022        "Ex-Distribution" Market Trading to be suspended on April 5, 2022.  Trading will continue "Regular-Way" at a new price.|194014502|N|NYSE|Common Stock||||||||||
S-04/01/2022-30957|04/01/2022|Common Stock|RegWay|04/05/2022|ESAB Corporation|ESAB WI|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: B        First "Regular-Way" Market Trading Date: April 5, 2022        The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "ESAB" to begin at the market open on April 5, 2022.|29605J106|N|NYSE|Common Stock||||||||||
S-04/01/2022-30958|04/01/2022|Common Stock|NSCChng|04/05/2022|Colfax Corporation|CFX|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: A        New Issuer Name: Enovis Corporation        New Issue CUSIP: 194014502        Trading on a 1-for-3 reverse split-adjusted basis under the New Name, Symbol & CUSIP to begin at the market open on April 5, 2022.        New Issue Symbol: ENOV        Reverse Stock Split Ratio: 1 for 3|194014106|N|NYSE|Common Stock||||||||||
S-04/01/2022-30959|04/01/2022|Common Stock|ReverseStockSplit|04/05/2022|MFA Financial, Inc.|MFA|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: E        New Issue CUSIP: 55272X607        Trading under the New CUSIP to begin at the market open on April 5, 2022 following a 1 for 4 reverse stock split.|55272X102|N|NYSE|Common Stock||||||||||
S-04/01/2022-30960|04/01/2022|Common Stock|NewListing|04/05/2022|Dakota Gold Corp.|DC|Effective before the Open                To be admitted to the list and to trading on April 5, 2022.|46655E100|N|NYSE American|Common Stock||||||||||
S-04/01/2022-30961|04/01/2022|Right|AdmitWI|04/06/2022|Western Asset High Income Fund II Inc.|HIX RTWI|Effective before the Open                DMM Firm: GTS SECURITIES LLC        To be admitted to trading in a "When-Issued" market on April 6, 2022.|95766J110|N|NYSE|Rights (expiring May 6, 2022)||||||||||
S-04/01/2022-30962|04/01/2022|ETF|NewListing|04/05/2022|DoubleLine ETF Trust|DCPE|Pending before the Open        Subject to effectiveness of the 1934 Act                To be admitted to the list and to trading on April 5, 2022.|25861R204|N|NYSE ARCA|DoubleLine Shiller CAPE U.S. Equities ETF|DCPE.NV|DCPE.SO|DCPE.EU|DCPE.TC|DCPE.IV|||||
S-04/01/2022-30963|04/01/2022|ETF|NewListing|04/05/2022|DoubleLine ETF Trust|DBND|Pending before the Open        Subject to effectiveness of the 1934 Act                To be admitted to the list and to trading on April 5, 2022.|25861R105|N|NYSE ARCA|DoubleLine Opportunistic Bond ETF|DBND.NV|DBND.SO|DBND.EU|DBND.TC|DBND.IV|||||