S-01/03/2022-29829|01/03/2022|ETF|NewListing|01/04/2022|Tidal ETF Trust|UPAR|Effective before the Open                To be admitted to the list and to trading on January 4, 2022.|886364595|N|NYSE ARCA|UPAR Ultra Risk Parity ETF|UPAR.NV|UPAR.SO|UPAR.EU|UPAR.TC|-|||||
S-01/03/2022-29830|01/03/2022|ETF|ProdChng|01/05/2022|KraneShares Trust|KBA|Effective before the Open                        Panel:         New Product Name: KraneShares Bosera MSCI China A 50 Connect Index ETF        Trading under the new Product Name to begin at the market open on January 5, 2022.|500767405|N|NYSE ARCA|KraneShares Bosera MSCI China A Share ETF|KBA.NV|KBA.SO|KBA.EU|KBA.TC|KBA.IV|||||
S-01/03/2022-29831|01/03/2022|ETF|NewListing|01/05/2022|Kelly Strategic ETF Trust|RESI|Effective before the Open                To be admitted to the list and to trading on January 5, 2022.|48817R508|N|NYSE ARCA|Kelly Residential & Apartment Real Estate ETF|RESI.NV|RESI.SO|RESI.EU|RESI.TC|-|||||
S-01/03/2022-29832|01/03/2022|ETF|NewListing|01/05/2022|Kelly Strategic ETF Trust|HOTL|Effective before the Open                To be admitted to the list and to trading on January 5, 2022.|48817R409|N|NYSE ARCA|Kelly Hotel & Lodging Sector ETF|HOTL.NV|HOTL.SO|HOTL.EU|HOTL.TC|-|||||
S-01/03/2022-29833|01/03/2022|ETF|NewListing|01/05/2022|Gabelli ETFs Trust|GAST|Effective before the Open                To be admitted to the list and to trading on January 5, 2022.|36261K301|N|NYSE ARCA|Gabelli Asset ETF|GAST.NV|GAST.SO|GAST.EU|GAST.TC|GAST.IV|||||
S-01/03/2022-29834|01/03/2022|Common Stock|Suspend|01/04/2022|CIT Group Inc.|CIT|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: T        Trading to be suspended on January 4, 2022 Effective before the Open|125581801|N|NYSE|Common Stock||||||||||
S-01/03/2022-29835|01/03/2022|Preferred Stock|Suspend|01/04/2022|CIT Group Inc.|CIT PRB|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: F        Trading to be suspended on January 4, 2022 Effective before the Open|125581884|N|NYSE|5.625 % Non-Cumulative Perpetual Preferred Stock, Series B||||||||||
S-01/03/2022-29836|01/03/2022|Unit|NewListing|01/04/2022|Yellowstone Acquisition Company|YSAC U|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: A        To be admitted to the list and to trading on January 4, 2022.|98566K204|N|NYSE|Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant||||||||||
S-01/03/2022-29837|01/03/2022|Common Stock|NewListing|01/04/2022|Yellowstone Acquisition Company|YSAC|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: A        To be admitted to the list and to trading on January 4, 2022.|98566K105|N|NYSE|Class A Common Stock||||||||||
S-01/03/2022-29838|01/03/2022|Warrant|NewListing|01/04/2022|Yellowstone Acquisition Company|YSAC WS|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: A        To be admitted to the list and to trading on January 4, 2022.|98566K113|N|NYSE|Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share||||||||||