S-12/31/2021-29803|12/31/2021|Common Stock|NewListing|01/03/2022|Integrated Rail and Resources Acquisition Corp.|IRRX|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: A To be admitted to the list and to trading on January 3, 2022.|45827R106|N|NYSE|Class A Common Stock|||||||||| S-12/31/2021-29804|12/31/2021|Warrant|NewListing|01/03/2022|Integrated Rail and Resources Acquisition Corp.|IRRX WS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: A To be admitted to the list and to trading on January 3, 2022.|45827R114|N|NYSE|Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50|||||||||| S-12/31/2021-29805|12/31/2021|Common Stock|ProdNameCUSChng|01/03/2022|Enviva Partners, LP|EVA|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: U New Issuer Name: Enviva Inc. New Product Name: Common Stock New Issue CUSIP: 29415B103|29414J107|N|NYSE|Common units representing limited partner interests|||||||||| S-12/31/2021-29806|12/31/2021|Common Stock|NameChange|01/03/2022|Lumber Liquidators Holdings, Inc.|LL|Effective before the Open DMM Firm: GTS SECURITIES LLC Post: 8 Panel: S New Issuer Name: LL Flooring Holdings, Inc. Trading under the New Name to begin at the market open on January 3, 2022.|55003T107|N|NYSE|Common Stock|||||||||| S-12/31/2021-29807|12/31/2021|Structured Product|NewListing|01/03/2022|Global Indemnity Group, LLC|GBLL|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: F To be admitted to the list and to trading on January 3, 2022.|37959R202|N|NYSE|7.875% Subordinated Notes due 2047|||||||||| S-12/31/2021-29808|12/31/2021|Common Stock|NewListing|01/03/2022|Global Indemnity Group, LLC|GBLI|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: E To be admitted to the list and to trading on January 3, 2022.|37959R103|N|NYSE|Class A Common Shares|||||||||| S-12/31/2021-29809|12/31/2021|Common Stock|NameChange|01/03/2022|DTF Tax-Free Income Inc.|DTF|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: D New Issuer Name: DTF Tax-Free Income 2028 Term Fund Inc. Trading under the New Name to begin at the market open on January 3, 2022.|23334J107|N|NYSE|Common Stock|||||||||| S-12/31/2021-29810|12/31/2021|ETF|ProdSymChng|01/03/2022|WisdomTree Trust|QSY|Effective before the Open Panel: New Product Name: WisdomTree U.S. Value Fund Trading under the New Product Name & Symbol to begin at the market open on January 3, 2022. New Issue Symbol: WTV|97717W547|N|NYSE ARCA|WisdomTree U.S. Quality Shareholder Yield Fund|QSY.NV|QSY.SO|QSY.EU|QSY.TC|QSY.IV||||| S-12/31/2021-29811|12/31/2021|Common Stock|NewListing|01/03/2022|Kinsale Capital Group, Inc.|KNSL|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: E To be admitted to the list and to trading on January 3, 2022.|49714P108|N|NYSE|Common Stock|||||||||| S-12/31/2021-29812|12/31/2021|Preferred Stock|CUSIPChng|01/03/2022|Federal Realty Investment Trust|FRT PRC|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: I New Issue CUSIP: 313745200 Trading under the New CUSIP to begin at the market open on January 3, 2022.|313747701|N|NYSE|Depository Shares, each representing a 1/1000th interest in a 5.000% Series C Cumulative Redeemable Preferred Share, par value $0.01 per share|||||||||| S-12/31/2021-29813|12/31/2021|Common Stock|CUSIPChng|01/03/2022|Federal Realty Investment Trust|FRT|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: I New Issue CUSIP: 313745101 Trading under the New CUSIP to begin at the market open on January 3, 2022.|313747206|N|NYSE|Common Shares of Beneficial Interest|||||||||| S-12/31/2021-29814|12/31/2021|ETF|NewListing|01/03/2022|Listed Funds Trust|FLDZ|Effective before the Open To be admitted to the list and to trading on January 3, 2022.|53656F227|N|NYSE ARCA|RiverNorth Volition America Patriot ETF|FLDZ.NV|FLDZ.SO|FLDZ.EU|FLDZ.TC|-||||| S-12/31/2021-29815|12/31/2021|ETF|NewListing|01/03/2022|AIM ETF Products Trust|SIXJ|Effective before the Open To be admitted to the list and to trading on January 3, 2022.|00888H869|N|NYSE ARCA|AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF|SIXJ.NV|SIXJ.SO|SIXJ.EU|SIXJ.TC|SIXJ.IV||||| S-12/31/2021-29816|12/31/2021|ETF|NewListing|01/03/2022|Guinness Atkinson Funds|SOLR|Effective before the Open To be admitted to the list and to trading under new ticker symbol "SOLR" on January 3, 2022. NOTE: It is currently listed on Cboe BZX Exchange under ticker symbol "SULR".|402031850|N|NYSE ARCA|SmartETFs Sustainable Energy II ETF|SOLR.NV|SOLR.SO|SOLR.EU|SOLR.TC|-||||| S-12/31/2021-29817|12/31/2021|Common Stock|Suspend|01/04/2022|CIT Group Inc.|CIT|Pending before the Open Subject to effectiveness of the Merger DMM Firm: GTS SECURITIES LLC Post: 8 Panel: T Trading to be suspended on January 4, 2022 Pending before the Open|125581801|N|NYSE|Common Stock|||||||||| S-12/31/2021-29818|12/31/2021|Preferred Stock|Suspend|01/04/2022|CIT Group Inc.|CIT PRB|Pending before the Open Subject to effectiveness of the Merger DMM Firm: GTS SECURITIES LLC Post: 8 Panel: F Trading to be suspended on January 4, 2022 Pending before the Open|125581884|N|NYSE|5.625 % Non-Cumulative Perpetual Preferred Stock, Series B|||||||||| S-12/31/2021-29819|12/31/2021|Unit|NewListing|01/04/2022|Yellowstone Acquisition Company|YSAC U|Pending before the Open Subject to effectiveness of the 1934 Act To be admitted to the list and to trading on January 4, 2022.|98566K204|N|NYSE|Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant|||||||||| S-12/31/2021-29820|12/31/2021|Common Stock|NewListing|01/04/2022|Yellowstone Acquisition Company|YSAC|Pending before the Open Subject to effectiveness of the 1934 Act To be admitted to the list and to trading on January 4, 2022.|98566K105|N|NYSE|Class A Common Stock|||||||||| S-12/31/2021-29821|12/31/2021|Warrant|NewListing|01/04/2022|Yellowstone Acquisition Company|YSAC WS|Pending before the Open Subject to effectiveness of the 1934 Act To be admitted to the list and to trading on January 4, 2022.|98566K113|N|NYSE|Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share|||||||||| S-12/31/2021-29822|12/31/2021|ETF|NewListing|01/04/2022|Tidal ETF Trust|UPAR|Pending before the Open Subject to effectiveness of the 1934 Act To be admitted to the list and to trading on January 4, 2022.|886364595|N|NYSE ARCA|UPAR Ultra Risk Parity ETF|UPAR.NV|UPAR.SO|UPAR.EU|UPAR.TC|-||||| S-12/31/2021-29823|12/31/2021|ETF|ProdChng|01/05/2022|KraneShares Trust|KBA|Effective before the Open Panel: New Product Name: KraneShares Bosera MSCI China A 50 Connect Index ETF Trading under the new Product Name to begin at the market open on January 5, 2022.|500767405|N|NYSE ARCA|KraneShares Bosera MSCI China A Share ETF|KBA.NV|KBA.SO|KBA.EU|KBA.TC|KBA.IV||||| S-12/31/2021-29824|12/31/2021|Common Stock|Suspend|01/03/2022|Apollo Global Management, Inc.|APO|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: F Trading to be suspended on January 3, 2022 Effective before the Open|03768E105|N|NYSE|Class A Common Stock|||||||||| S-12/31/2021-29825|12/31/2021|Common Stock|Admit|01/03/2022|Apollo Global Management, Inc.|APO|Effective before the Open DMM Firm: CITADEL SECURITIES LLC To be admitted to the list and to trading on January 3, 2022|03769M106|N|NYSE|Common Stock|||||||||| S-12/31/2021-29826|12/31/2021|Preferred Stock|NSCChng|01/03/2022|Apollo Global Management, Inc.|APO PRA|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: D New Issuer Name: Apollo Asset Management, Inc. New Issue CUSIP: 03769W203 Trading under the New Name, Symbol & CUSIP to begin at the market open on January 3, 2022. New Issue Symbol: AAM PRA|03768E303|N|NYSE|6.375% Series A Preferred Stock|||||||||| S-12/31/2021-29827|12/31/2021|Preferred Stock|NSCChng|01/03/2022|Apollo Global Management, Inc.|APO PRB|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 6 Panel: D New Issuer Name: Apollo Asset Management, Inc. New Issue CUSIP: 03769W302 Trading under the New Name, Symbol & CUSIP to begin at the market open on January 3, 2022. New Issue Symbol: AAM PRB|03768E402|N|NYSE|6.375% Series B Preferred Stock|||||||||| S-12/31/2021-29828|12/31/2021|Common Stock|Suspend|01/03/2022|Athene Holding Ltd.|ATH|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: E Trading to be suspended on January 3, 2022 Effective before the Open|G0684D107|N|NYSE|Class A Common Shares||||||||||