S-11/11/2020-22316|11/11/2020|Unit|IPO|11/11/2020|Northern Star Acquisition Corp.|STIC U|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: 5I        Offering Price: USD 10.00. First day of Trading is today November 11, 2020. Settlement is subject to the Closing of the Offering on or about November 13, 2020.|665742201|N|NYSE|Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant||||||||||
S-11/11/2020-22317|11/11/2020|Common Stock|ReverseStockSplit|11/12/2020|Precision Drilling Corporation|PDS|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: N        New Issue CUSIP: 74022D407        Trading under the New CUSIP to begin at the market open on November 12, 2020 following a 1 for 20 reverse stock split.|74022D308|Y|NYSE|Common Shares||||||||||
S-11/11/2020-22318|11/11/2020|Common Stock|NewListing|11/12/2020|PMV Consumer Acquisition Corp.|PMVC|Effective before the Open        DMM Firm: VIRTU FINANCIAL CAPITAL MARKETS LLC        Post: 11        Panel: Q        To be admitted to the list and to trading on November 12, 2020.|693486102|N|NYSE|Class A Common Stock||||||||||
S-11/11/2020-22319|11/11/2020|Warrant|NewListing|11/12/2020|PMV Consumer Acquisition Corp.|PMVC WS|Effective before the Open        DMM Firm: VIRTU FINANCIAL CAPITAL MARKETS LLC        Post: 11        Panel: Q        To be admitted to the list and to trading on November 12, 2020.|693486110|N|NYSE|Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50||||||||||
S-11/11/2020-22320|11/11/2020|ADS Common|NSCChng|11/12/2020|Graña y Montero S.A.A.|GRAM|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: N        New Issuer Name: Aenza S.A.A.        New Issue CUSIP: 00776D103        Trading under the New Name, Symbol & CUSIP to begin at the market open on November 12, 2020.        New Issue Symbol: AENZ|38500P208|Y|NYSE|American Depositary Shares (each representing five Common Shares)||||||||||
S-11/11/2020-22321|11/11/2020|ETF|NewListing|11/12/2020|Direxion Shares ETF Trust|MOON|Effective before the Open        To be admitted to the list and to trading on November 12, 2020.|25460G732|N|NYSE ARCA|Direxion Moonshot Innovators ETF|MOON.NV|MOON.SO|MOON.EU|MOON.TC|MOON.IV|||||
S-11/11/2020-22322|11/11/2020|Common Stock|Suspend|11/13/2020|Montage Resources Corporation|MR|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: E        Trading to be suspended on November 13, 2020 Pending before the Open|61179L100|N|NYSE|Common stock||||||||||
S-11/11/2020-22323|11/11/2020|Common Stock|NewListing|11/13/2020|Aspirational Consumer Lifestyle Corp.|ASPL|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: C        To be admitted to the list and to trading on November 13, 2020.|G05436103|N|NYSE|Class A Ordinary Shares||||||||||
S-11/11/2020-22324|11/11/2020|Warrant|NewListing|11/13/2020|Aspirational Consumer Lifestyle Corp.|ASPL WS|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: C        To be admitted to the list and to trading on November 13, 2020.|G05436111|N|NYSE|Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50||||||||||
S-11/11/2020-22325|11/11/2020|ETF|Suspend|11/13/2020|Collaborative Investment Series Trust|TBND|Effective before the Open        Trading to be suspended on November 13, 2020 Effective before the Open|19423L854|N|NYSE ARCA|Tactical Income ETF|TBND.NV|TBND.SO|TBND.EU|TBND.TC|TBND.IV|||||
S-11/11/2020-22326|11/11/2020|Common Stock|AdmitExDistWI|11/13/2020|Pfizer Inc|PFE WI|Pending before the Open        Subject to effectiveness of the 1934 Act for the related security of the event        DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: T        Issue to be trading in two markets, "Regular Way" and "Ex-Distribution" markets beginning on November 13, 2020|717081129|N|NYSE|Common Stock||||||||||
S-11/11/2020-22327|11/11/2020|Unit|IPO|11/13/2020|dMY Technology Group, Inc. III|DMYI U|Pending before the Open        Subject to effectiveness of the 1933 Act, 1934 Act and Pricing        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: I|233278209|N|NYSE|Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant||||||||||
S-11/11/2020-22328|11/11/2020|Unit|IPO|11/13/2020|Kingswood Acquisition Corp.|KWAC U|Pending before the Open        Subject to effectiveness of the 1933 Act, 1934 Act and Pricing        DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: 8Q|496861204|N|NYSE|Units, each consisting of one share of Class A Common Stock and three-fourths of one redeemable warrant||||||||||
S-11/11/2020-22329|11/11/2020|ETF|NewListing|11/13/2020|Listed Funds Trust|CBSE|Pending before the Open        Subject to effectiveness of the 1934 Act        To be admitted to the list and to trading on November 13, 2020.|53656F631|N|NYSE ARCA|Changebridge Capital Sustainable Equity ETF|CBSE.NV|CBSE.SO|CBSE.EU|CBSE.TC|-|||||
S-11/11/2020-22330|11/11/2020|ETF|NewListing|11/13/2020|Listed Funds Trust|CBLS|Pending before the Open        Subject to effectiveness of the 1934 Act        To be admitted to the list and to trading on November 13, 2020.|53656F649|N|NYSE ARCA|Changebridge Capital Long/Short Equity ETF|CBLS.NV|CBLS.SO|CBLS.EU|CBLS.TC|-|||||
S-11/11/2020-22331|11/11/2020|Common Stock|NewListing|11/16/2020|Peridot Acquisition Corp.|PDAC|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: T        To be admitted to the list and to trading on November 16, 2020.|G7008A115|N|NYSE|Class A Ordinary Shares||||||||||
S-11/11/2020-22332|11/11/2020|Warrant|NewListing|11/16/2020|Peridot Acquisition Corp.|PDAC WS|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Post: 5        Panel: T        To be admitted to the list and to trading on November 16, 2020.|G7008A107|N|NYSE|Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50||||||||||
S-11/11/2020-22333|11/11/2020|Structured Product|Suspend|11/16/2020|American Financial Group, Inc.|AFGH|Effective before the Open        DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: F        Trading to be suspended on November 16, 2020 Effective before the Open|025932708|N|NYSE|6.000% Subordinated Debentures due 2055||||||||||
S-11/11/2020-22334|11/11/2020|Common Stock|SuspendVol|11/16/2020|Canopy Growth Corporation|CGC|Effective before the Open        DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: B        Trading to be suspended on November 16, 2020 Effective before the Open|138035100|N|NYSE|Common Shares, no par value||||||||||