Merger
MERGER EFFECTIVE
ON24, Inc.
| Issuer Name | ON24, Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | ONTF |
| Exchange | NYSE |
| Security CUSIP | 68339B104 |
| Purchaser / Offeror | Summit Sub Corp., a wholly-owned subsidiary of Cvent Atlanta, LLC, which are affiliated with Cvent, Inc. |
| Terms | Cash |
| Terms Summary | USD 8.10 in cash, without interest, less any applicable fee, and tax, for each Common Stock of ON24, Inc. held. |
| Issuer Name | ON24, Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | ONTF |
| Exchange | NYSE |
| Security CUSIP | 68339B104 |
| Suspension Date | April 1, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on April 1, 2026 Effective before the Open |
| Meeting Of Shareholders | March 26, 2026 |
| Reference | Proxy Statement dated February 24, 2026 |
Offer to Purchase
OFFER EXPIRED // PRELIMINARY RESULTS
Morgan Stanley China A Share Fund, Inc.
| Issuer Name | Morgan Stanley China A Share Fund, Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | CAF |
| Exchange | NYSE |
| Security CUSIP | 617468103 |
| Purchase Type | Tender Offer |
| Purchaser Role | Self-Tender |
| Terms | Cash |
| Terms Summary | Up to 20% or 3,363,566 of the Company's outstanding shares of Common Stock, for cash at a price per Share equal to 98.5% of the net asset value ("NAV") per Share as of the close of regular trading on the NYSE on March 31, 2026 (or, if the Offer is extended, on the following business day after the date to which the Offer is extended). |
| Quantity | Partial |
| Partial Quantity | 3,363,566 |
| Expiration Date | March 31, 2026 |
| Expiration Time | 5:00 PM EST (Eastern Standard Time) |
| Withdrawal Date | March 31, 2026 |
| Guaranteed Delivery Period | No Guaranteed Delivery Provision |
| Reference | Schedule TO dated March 3, 2026 |
| Transfer / Depositary Agent | Computershare |
| Information Agent | Georgeson |
PRELIMINARY RESULTS
Based upon current information, approximately 14,428,072 shares were tendered. Based on this preliminary information, the pro-ration for each tendering stockholder is estimated to be 23.3 percent of the shares properly tendered. These numbers are subject to adjustment and should not be regarded as final. The actual number of shares to be purchased will be announced at a later date. The purchase price of properly tendered shares is equal to 98.5 percent of the net asset value per share determined as of the close of the regular trading session of the New York Stock Exchange (NYSE) on March 31, 2026.
Rights Offering
UPDATE: The Offer has been extended to April 21, 2026, and the Subscription Price has been revised.
The Gabelli Equity Trust Inc.
| Issuer Name | The Gabelli Equity Trust Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | GAB |
| Exchange | NYSE |
| Security CUSIP | 362397101 |
| Ex Date | March 2, 2026 |
| Record Date | March 2, 2026 |
| Securities Offering | The Gabelli Equity Trust Inc. Common Stock |
| Subscription Price | $5.00 |
| Ratio | One (1) Right for each Common Stock |
| Rights Required Per Purchase | 10 |
| Shares Issued Per Each Purchase | 1 |
| Summary Terms of the Offer | Every ten (10) Rights plus $5.00 will entitle holders to purchase one (1) share of The Gabelli Equity Trust Inc. Common Stock. |
| Rights Mailing Date | March 4, 2026 |
| Expiration Date | April 21, 2026 |
| Expiration Time | 5:00 P.M. EST (Eastern Standard Time) |
| Guaranteed Delivery Period | Within One NYSE Trading Days |
| Over-Subscription Privilege | Yes |
| Note | Member Organizations are reminded of Exchange Rule 440 B.14 (Ownership of Securities) and Exchange Rule 440C (Deliveries against Short Sales). |
| Issuer Name | The Gabelli Equity Trust Inc. |
| Security Name | Rights (expiring April 14, 2026) |
| Security Ticker Symbol | GAB RTWI |
| Exchange | NYSE |
| Security CUSIP | 362397226 |
| First "When-Issued" Market Trading Date | February 27, 2026 |
| Last "When-Issued" Market Trading Date | March 4, 2026 |
| Settlement Date | March 6, 2026 |
| Note | Member organizations trading in the "When-Issued" market should submit trade comparison input to NSCC by using the regular security CUSIP plus the "When-Issued" indicator [100]. Member organizations are reminded that all "When-Issued" trades are on the basis of "when", "as", and "if" issued, and the Exchange reserves the right to cancel such trades or terminate "When-Issued" trading where required or indicated by a change in circumstances. |
| Trading Schedule | To be admitted to trading in a "When-Issued" market on February 27, 2026. |
| Issuer Name | The Gabelli Equity Trust Inc. |
| Security Name | Rights (expiring April 14, 2026) |
| Security Ticker Symbol | GAB RTWI |
| Exchange | NYSE |
| Security CUSIP | 362397226 |
| First "Regular-Way" Market Trading Date | March 5, 2026 |
| "Regular-Way" Security Symbol | GAB RT |
| Trading Schedule | The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "GAB RT" to begin at the market open on March 5, 2026. |
| Issuer Name | The Gabelli Equity Trust Inc. |
| Security Name | Rights (expiring April 14, 2026) |
| Security Ticker Symbol | GAB RT |
| Exchange | NYSE |
| Security CUSIP | 362397226 |
| Suspension Date | April 21, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on April 21, 2026 Effective before the Open |
Rights Offering
REMINDER
NXG NextGen Infrastructure Income Fund
| Issuer Name | NXG NextGen Infrastructure Income Fund |
| Security Name | Common Shares of Beneficial Interest |
| Security Ticker Symbol | NXG |
| Exchange | NYSE |
| Security CUSIP | 231647207 |
| Ex Date | April 6, 2026 |
| Record Date | April 6, 2026 |
| Securities Offering | NXG NextGen Infrastructure Income Fund Common Shares of Beneficial Interest |
| Subscription Price | See Below |
| Ratio | one Right for each Common Share held on the Record Date |
| Rights Required Per Purchase | 3 |
| Shares Issued Per Each Purchase | 1 |
| Summary Terms of the Offer | Every three (3) Rights will entitle holders to purchase one (1) new Common Share at a Subscription Price as described below. The Subscription Price per Common Share (the "Subscription Price") will be determined on the Expiration Date, and will be equal to 95% of the average of the last reported sales price of a Common Share of the Fund on the NYSE on the Expiration Date and each of the four (4) immediately preceding trading days (the "Formula Price"). If, however, the Formula Price is less than 92% of the Fund's net asset value per Common Share at the close of trading on the NYSE on the Expiration Date, the Subscription Price will be 92% of the Fund's net asset value per Common Share at the close of trading on the NYSE on that day. |
| Rights Mailing Date | April 6, 2026 |
| Expiration Date | April 30, 2026 |
| Guaranteed Delivery Period | Within One NYSE Trading Days |
| Over-Subscription Privilege | Yes |
| Note | Member Organizations are reminded of Exchange Rule 440 B.14 (Ownership of Securities) and Exchange Rule 440C (Deliveries against Short Sales). |
| Issuer Name | NXG NextGen Infrastructure Income Fund |
| Security Name | Rights (expiring April 30, 2026) |
| Security Ticker Symbol | NXG RTWI |
| Exchange | NYSE |
| Security CUSIP | 231647157 |
| First "When-Issued" Market Trading Date | April 2, 2026 |
| Last "When-Issued" Market Trading Date | April 6, 2026 |
| Settlement Date | April 8, 2026 |
| Note | Member organizations trading in the "When-Issued" market should submit trade comparison input to NSCC by using the regular security CUSIP plus the "When-Issued" indicator [100]. Member organizations are reminded that all "When-Issued" trades are on the basis of "when", "as", and "if" issued, and the Exchange reserves the right to cancel such trades or terminate "When-Issued" trading where required or indicated by a change in circumstances. |
| Trading Schedule | To be admitted to trading in a "When-Issued" market on April 2, 2026. |
| Issuer Name | NXG NextGen Infrastructure Income Fund |
| Security Name | Rights (expiring April 30, 2026) |
| Security Ticker Symbol | NXG RTWI |
| Exchange | NYSE |
| Security CUSIP | 231647157 |
| First "Regular-Way" Market Trading Date | April 7, 2026 |
| "Regular-Way" Security Symbol | NXG RT |
| Trading Schedule | The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "NXG RT" to begin at the market open on April 7, 2026. |
| Issuer Name | NXG NextGen Infrastructure Income Fund |
| Security Name | Rights (expiring April 30, 2026) |
| Security Ticker Symbol | NXG RT |
| Exchange | NYSE |
| Security CUSIP | 231647157 |
| Suspension Date | April 30, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on April 30, 2026 Effective before the Open |
The Fund has previously declared a monthly distribution of $0.54 per Common Share payable on April 30, 2026, to Common Shareholders of record as of April 16, 2026. The April distribution will not be payable with respect to Common Shares that are issued pursuant to the Offer after April 16, 2026.
4/1/2026 10:22:23 AM|Putnam ETF Trust|Liquidation|Liquidation
Putnam ETF Trust
| Issuer Name | Putnam ETF Trust |
| Exchange | NYSE Arca |
| Liquidation Date | June 2, 2026 |
| Security Name | Security Symbol | Security CUSIP | Cancelled |
| Putnam ESG Core Bond ETF | PCRB | 746729607 | No |
| Putnam ESG High Yield ETF | PHYD | 746729888 | No |
| Putnam ESG Ultra Short ETF | PULT | 746729854 | No |
| Putnam PanAgora ESG Emerging Markets Equity ETF | PPEM | 746729706 | No |
| Putnam PanAgora ESG International Equity ETF | PPIE | 746729870 | No |
| Putnam Sustainable Leaders ETF | PLDR | 746729102 | No |
| Putnam Sustainable Future ETF | PFUT | 746729201 | No |
| Issuer Name | Putnam ETF Trust |
| Exchange | NYSE Arca |
| Suspension Date | May 27, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on May 27, 2026 Effective before the Open |
| Security Name | Security Ticker Symbol | Security CUSIP | Cancelled |
| Putnam ESG Core Bond ETF | PCRB | 746729607 | No |
| Putnam ESG High Yield ETF | PHYD | 746729888 | No |
| Putnam ESG Ultra Short ETF | PULT | 746729854 | No |
| Putnam PanAgora ESG Emerging Markets Equity ETF | PPEM | 746729706 | No |
| Putnam PanAgora ESG International Equity ETF | PPIE | 746729870 | No |
| Putnam Sustainable Future ETF | PFUT | 746729201 | No |
| Putnam Sustainable Leaders ETF | PLDR | 746729102 | No |
Liquidation
REMINDER
NuShares ETF Trust
| Issuer Name | NuShares ETF Trust |
| Exchange | NYSE Arca |
| Liquidation Date | April 13, 2026 |
| Security Name | Security Symbol | Security CUSIP | Cancelled |
| Nuveen Dividend Growth ETF | NDVG | 67092P821 | No |
| Nuveen Winslow Large-Cap Growth ESG ETF | NWLG | 67092P847 | No |
| Issuer Name | NuShares ETF Trust |
| Exchange | NYSE Arca |
| Suspension Date | April 7, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on April 7, 2026 Effective before the Open |
| Security Name | Security Ticker Symbol | Security CUSIP | Cancelled |
| Nuveen Dividend Growth ETF | NDVG | 67092P821 | No |
| Nuveen Winslow Large-Cap Growth ESG ETF | NWLG | 67092P847 | No |
Call for Redemption
REMINDER
Last Day of Trading is April 6, 2026.
Aptiv Swiss Holdings Limited and Aptiv Global Financing Designated Activity Company ("Co-Issuer")
| Issuer Name | Aptiv Swiss Holdings Limited and Aptiv Global Financing Designated Activity Company ("Co-Issuer") |
| Security Name | 4.650% Senior Notes due 2029 |
| Security Ticker Symbol | APTV /29 |
| Exchange | NYSE |
| Security CUSIP | 03837AAA8 |
| Announcement Date | March 6, 2026 |
| Redemption Price | a redemption price that includes a make-whole premium calculated in accordance with the terms of the indenture pursuant to which the Notes were issued plus any accrued and unpaid interest to the Redemption Date |
| Redemption Date | April 7, 2026 |
| Issuer Name | Aptiv Swiss Holdings Limited and Aptiv Global Financing Designated Activity Company ("Co-Issuer") |
| Security Name | 4.650% Senior Notes due 2029 |
| Security Ticker Symbol | APTV /29 |
| Exchange | NYSE |
| Security CUSIP | 03837AAA8 |
| Suspension Date | April 7, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on April 7, 2026 Effective before the Open |
Call for Redemption
First Horizon Corporation
| Issuer Name | First Horizon Corporation |
| Security Name | Depositary Shares, each representing a 1/400th interest in a share of Non-Cumulative Perpetual Preferred Stock, Series C |
| Security Ticker Symbol | FHN PRC |
| Exchange | NYSE |
| Security CUSIP | 320517600 |
| Announcement Date | April 1, 2026 |
| Redemption Price | USD 25.00 |
| Redemption Date | May 1, 2026 |
| Note | Accrued dividends will not be included in either redemption price because the Redemption Date is also a dividend payment date. The regular Series C quarterly dividend, which was declared in January, will be paid separately in the customary manner on May 1, 2026, to shareholders of record at the close of business on April 16, 2026. |
| Issuer Name | First Horizon Corporation |
| Security Name | Depositary Shares, each representing a 1/400th interest in a share of Non-Cumulative Perpetual Preferred Stock, Series C |
| Security Ticker Symbol | FHN PRC |
| Exchange | NYSE |
| Security CUSIP | 320517600 |
| Suspension Date | May 1, 2026 Effective before the Open |
| Trading Schedule | Trading to be suspended on May 1, 2026 Effective before the Open |
New Listing
Ellington Credit Company
| Issuer Name | Ellington Credit Company |
| Security Name | 8.50% Notes due 2031 |
| Security Ticker Symbol | ELLA |
| Exchange | NYSE |
| Security CUSIP | 288578206 |
| First day of Trading | April 7, 2026 |
| Principal Amount | USD 50,000,000 |
| Expiration / Mandatory Conversion / Mandatory Redemption / Maturity Date | March 30, 2031 |
| Coupon / Distribution / Dividend / Interest Rate | 8.50% |
| Pay Period | Quarterly |
| Pay Dates | March 30, June 30, September 30 and December 30, commencing June 30, 2026. |
| Earliest Optional Redemption | On or after March 30, 2028 |
| Lead Underwriters | Piper Sandler |
| Prospectus Supplement / Prospectus Date | March 25, 2026 |
| Denominations | $25.00 |
| Trading Schedule | To be admitted to the list and to trading, Effective before the Open on April 7, 2026 |
| Note | Before a member organization or employee of such member organization undertakes to recommend a transaction in the stated security, such member organization should make a determination that the aforementioned issue(s) are suitable for such customer and the person making the recommendation should have a reasonable basis for believing, at the time of making the recommendation, that the customer has such knowledge and experience in financial matters that he/she may reasonably be expected to be capable of evaluating the risks and the special characteristics of the recommended transaction, including those highlighted above, and is financially able to bear the risks of the recommended transaction. |
Merger
The Merger is anticipated to become effective on April 8, 2026.
Air Lease Corporation
| Issuer Name | Air Lease Corporation |
| Security Name | Class A Common Stock |
| Security Ticker Symbol | AL |
| Exchange | NYSE |
| Security CUSIP | 00912X302 |
| Purchaser / Offeror | Takeoff Merger Sub Inc., an indirect wholly owned subsidiary of Sumisho Air Lease Corporation Designated Activity Company, which will be jointly owned by Sumitomo Corporation, SMBC Aviation Capital Limited, and affiliates of Apollo Capital Management, L.P. and affiliates of Brookfield Asset Management Ltd. |
| Terms | Cash |
| Terms Summary | USD 65.00 in cash, without interest, less any applicable fee, and tax, for each Class A Common Stock of Air Lease Corporation held. |
| Issuer Name | Air Lease Corporation |
| Exchange | NYSE |
| Subject To | Subject to effectiveness of the Merger |
| Suspension Date | April 9, 2026 Pending before the Open |
| Trading Schedule | Trading to be suspended on April 9, 2026 Pending before the Open |
| Security Name | Security Ticker Symbol | Security CUSIP | Cancelled |
| Class A Common Stock | AL | 00912X302 | No |
| 3.700% Medium-Term Notes, Series A, due April 15, 2030 | AL 30 | 00912XBN3 | No |
| Meeting Of Shareholders | December 18, 2025 |
| Reference | Proxy Statement dated November 4, 2025 |