Rights Offering (Non-Transferable)
EXPIRATION DATE EXTENDED AND REVISED SUBSCRIPTION PRICE
Empire Petroleum Corporation
| Issuer Name | Empire Petroleum Corporation |
| Security Name | Common Stock |
| Security Ticker Symbol | EP |
| Exchange | NYSE American |
| Security CUSIP | 292034303 |
| Ex Date | March 6, 2024 |
| Record Date | March 7, 2024 |
| 1933 Act Effectiveness | Effective |
| Securities Offering | Empire Petroleum Corporation Common Stock |
| Subscription Price | $5.00 |
| Ratio | One (1) non-transferable right, to purchase 0.161 shares of Common Stock, for each share of Empire Petroleum Corporation Common Stock held. |
| Rights | Each right consists of a basic subscription right and an over-subscription privilege. |
| Rights Required Per Purchase | 7 |
| Shares Issued Per Each Purchase | 1 |
| Summary Terms of the Offer | Every 7 Rights will entitle holders to purchase 1 share of Empire Petroleum Corporation Common Stock at $5.00. |
| Fractional Shares | The number of Rights to be issued will be Rounded Down to the nearest number of Rights evenly divisible by 7. |
| Rights Mailing Date | March 8, 2024 |
| Expiration Date | April 10, 2024 |
| Expiration Time | 5:00 PM EST (Eastern Standard Time) |
| Guaranteed Delivery Period | No Guaranteed Delivery Provision |
| Over-Subscription Privilege | Yes |
| Note | Expiration date revised from April 3, 2024 to April 10, 2024. Subscription price revised from $6.05 to $5.00 per whole share of common stock. These subscription Rights are non-transferable and will not be traded on the Exchange. Therefore no adjustment will be made on the NYSE established ex-date. "Regular Way" purchases of Empire Petroleum Corporation Common Stock must have been made on or prior to March 5, 2024 in order to become a holder of record and receive the non-transferable rights. Member Organizations are reminded of Exchange Rule 440 B.14 (Ownership of Securities) and Exchange Rule 440C (Deliveries against Short Sales). |
| Additional Note | Expiration date extended from Revised Excercise price and e |
| Transfer / Depositary Agent | Securities Transfer Corporation |
| Information Agent | Securities Transfer Corporation |
Merger
MERGER EFFECTIVE
Callon Petroleum Company
| Issuer Name | Callon Petroleum Company |
| Security Name | Common Stock |
| Security Ticker Symbol | CPE |
| Exchange | NYSE |
| Security CUSIP | 13123X508 |
| Purchaser / Offeror | APA Corporation |
| Terms | Stock |
| Terms Summary | 1.0425 shares of APA Corporation Common Stock, without interest, less any applicable fee, and tax, for each Common Stock of Callon Petroleum Company held. |
| Issuer Name | Callon Petroleum Company |
| Security Name | Common Stock |
| Security Ticker Symbol | CPE |
| Exchange | NYSE |
| Security CUSIP | 13123X508 |
| Suspension Date | April 1, 2024 Effective before the Open |
| Trading Schedule | Trading to be suspended on April 1, 2024 Effective before the Open |
| Meeting Of Shareholders | March 27, 2024 |
| Reference | Proxy Statement dated February 16, 2024 |
Spin-Off
REMINDER
NOTE: The Common Stock of General Electric Company ("GE") will be quoted "Ex-Distribution" tomorrow, April 2, 2024, as the Distribution will be completed at 12:01 AM EST on April 2, 2024.
The "Ex-Distribution" market reflects the new Trade ("Doing Business As") Name for General Electric Company following completion of the Distribution.
General Electric Company, GE Aerospace, GE Vernova Inc.
| Parent Issuer Name | General Electric Company |
| Parent Security Name | Common Stock |
| Parent Security Ticker Symbol | GE |
| Parent Exchange | NYSE |
| Parent Security CUSIP | 369604301 |
| SPINCO Issuer Name | GE Vernova Inc. |
| SPINCO Security Name | Common Stock |
| SPINCO Security Symbol | GEV |
| SPINCO Listing Market | NYSE |
| SPINCO Security CUSIP | 36828A101 |
| Ex Date | April 2, 2024 |
| Record Date | March 19, 2024 |
| Pay Date | April 2, 2024 |
| Distribution Summary | 0.25 share(s) of GE Vernova Inc. Common Stock for each share of General Electric Company Common Stock held. |
| Note | The Common Stock of General Electric Company ("GE") will be quoted "Ex-Distribution" on April 2, 2024, as the Distribution will be completed at 12:01 AM EST on April 2, 2024. |
| | Due-Bills |
| First Day Of Due-Bills On | March 18, 2024 |
| Last Day Of Due-Bills On | April 1, 2024 |
| Due-Bills Off | April 2, 2024 |
| Due-Bills Settlement Date | April 3, 2024 |
| Issuer Name | GE Aerospace |
| Security Name | Common Stock |
| Security Ticker Symbol | GE WI |
| Exchange | NYSE |
| Security CUSIP | 369604137 |
| First "Ex-Distribution" Trading Date | March 27, 2024 |
| Last "Ex-Distribution" Trading Date | April 1, 2024 |
| Settlement Date | April 4, 2024 |
| Trading Schedule | Security to be trading in two markets, "Regular Way" and "Ex-Distribution" markets beginning on March 27, 2024 |
| Note | Trades made in the "Ex-Distribution" market do not carry the right to receive the distribution. Trades made in the "Regular Way" market entitle purchasers to receive the distribution. Member organizations are reminded that all "Ex-Distribution" trades are on the basis of "when", "as", and "if" distributed, and the Exchange reserves the right to cancel such trades or terminate "Ex-Distribution" trading where required or indicated by a change in circumstances. |
| Additional Note | The "Ex-Distribution" market reflects the new Trade ("Doing Business As") Name for General Electric Company following completion of the Distribution. |
| Issuer Name | GE Vernova Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | GEV WI |
| Exchange | NYSE |
| Security CUSIP | 36828A101 |
| First "When-Issued" Market Trading Date | March 27, 2024 |
| Last "When-Issued" Market Trading Date | April 1, 2024 |
| Settlement Date | April 4, 2024 |
| Note | Member organizations trading in the "When-Issued" market should submit trade comparison input to NSCC by using the regular security CUSIP plus the "When-Issued" indicator [100]. Member organizations are reminded that all "When-Issued" trades are on the basis of "when", "as", and "if" issued, and the Exchange reserves the right to cancel such trades or terminate "When-Issued" trading where required or indicated by a change in circumstances. |
| Trading Schedule | To be admitted to trading in a "When-Issued" market on March 27, 2024. |
| Issuer Name | GE Vernova Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | GEV WI |
| Exchange | NYSE |
| Security CUSIP | 36828A101 |
| First "Regular-Way" Market Trading Date | April 2, 2024 |
| "Regular-Way" Security Symbol | GEV |
| Trading Schedule | The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "GEV " to begin at the market open on April 2, 2024. |
| Issuer Name | GE Aerospace |
| Security Name | Common Stock |
| Security Ticker Symbol | GE WI |
| Exchange | NYSE |
| Security CUSIP | 369604137 |
| "Ex-Distribution" Market Suspension Date | April 2, 2024 |
| Trading Schedule | "Ex-Distribution" Market Trading to be suspended on April 2, 2024. Trading will continue "Regular-Way" at a new price under the new Trade ("Doing-Business-As") Name. |
| Issuer Name | General Electric Company |
| Security Name | Common Stock |
| Security Symbol | GE |
| Exchange | NYSE |
| Security CUSIP | 369604301 |
| New Issuer Name | GE Aerospace |
| Trading Schedule | Trading under the new Trade ("Doing-Business-As") Name to begin at the market open on April 2, 2024. |
Merger
The Merger is anticipated to become effective before the Opening on April 9, 2024.
Eagle Bulk Shipping Inc.
| Issuer Name | Eagle Bulk Shipping Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | EGLE |
| Exchange | NYSE |
| Security CUSIP | Y2187A150 |
| Purchaser / Offeror | Star Infinity Corp., a wholly owned subsidiary of Star Bulk Carriers Corp. |
| Terms | Stock |
| Terms Summary | 2.6211 shares of Star Bulk Carriers Corp. Common Stock, without interest, less any applicable fee, and tax, for each Common Stock of Eagle Bulk Shipping Inc. held. |
| Issuer Name | Eagle Bulk Shipping Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | EGLE |
| Exchange | NYSE |
| Security CUSIP | Y2187A150 |
| Subject To | Subject to effectiveness of the Merger |
| Suspension Date | April 9, 2024 Pending before the Open |
| Trading Schedule | Trading to be suspended on April 9, 2024 Pending before the Open |
| Meeting Of Shareholders | April 5, 2024 |
| Reference | Proxy Statement dated February 12, 2024 |
Call for Redemption
First Horizon Corporation
| Issuer Name | First Horizon Corporation |
| Security Name | Depositary Shares, each representing a 1/400th interest in a share of Non-Cumulative Perpetual Preferred Stock, Series D |
| Security Ticker Symbol | FHN PRD |
| Exchange | NYSE |
| Security CUSIP | 320517808 |
| Announcement Date | April 1, 2024 |
| Redemption Price | USD 25.00 |
| Redemption Date | May 1, 2024 |
| Note | The regular Series D semi-annual dividend, which was declared in January, will be paid separately in the customary manner on May 1, 2024 to shareholders of record at the close of business on April 16, 2024. |
| Issuer Name | First Horizon Corporation |
| Security Name | Depositary Shares, each representing a 1/400th interest in a share of Non-Cumulative Perpetual Preferred Stock, Series D |
| Security Ticker Symbol | FHN PRD |
| Exchange | NYSE |
| Security CUSIP | 320517808 |
| Suspension Date | May 1, 2024 Effective before the Open |
| Trading Schedule | Trading to be suspended on May 1, 2024 Effective before the Open |