Call for Redemption
REMINDER
Santander UK Group Holdings plc
| Issuer Name | Santander UK Group Holdings plc |
| Security Name | 3.373 % Fixed Rate/Floating Rate Notes due 2024 |
| Security Ticker Symbol | SAN /24A |
| Exchange | NYSE |
| Security CUSIP | 80281LAH8 |
| Announcement Date | November 10, 2022 |
| Redemption Price | at a price equal to 100% of the principal amount of the Notes, plus accrued and unpaid interest thereon to, but excluding the Redemption Date |
| Redemption Date | January 5, 2023 |
| Issuer Name | Santander UK Group Holdings plc |
| Security Name | 3.373 % Fixed Rate/Floating Rate Notes due 2024 |
| Security Ticker Symbol | SAN /24A |
| Exchange | NYSE |
| Security CUSIP | 80281LAH8 |
| Suspension Date | January 5, 2023 Effective before the Open |
| Trading Schedule | Trading to be suspended on January 5, 2023 Effective before the Open |
Stock Split
REMINDER
SPDR Index Shares Funds, SPDR Series Trust
| Exchange | NYSE Arca |
| Ex Date | January 12, 2023 |
| Record Date | January 9, 2023 |
| Pay Date | January 11, 2023 |
| | Due-Bills |
| First Day Of Due-Bills On | January 6, 2023 |
| Last Day Of Due-Bills On | January 11, 2023 |
| Due-Bills Off | January 12, 2023 |
| Due-Bills Settlement Date | January 13, 2023 |
| Issuer Name | Security Name | Security Ticker Symbol | Security CUSIP | Split Ratio | Cancelled |
| SPDR Index Shares Funds | SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF | EEMX | 78470E205 | 2 for 1 | No |
| SPDR Index Shares Funds | SPDR MSCI EAFE Fossil Fuel Reserves Free ETF | EFAX | 78470E106 | 2 for 1 | No |
| SPDR Series Trust | SPDR Nuveen Bloomberg High Yield Municipal Bond ETF | HYMB | 78464A284 | 2 for 1 | No |
| SPDR Series Trust | SPDR S&P 500 Fossil Fuel Reserves Free ETF | SPYX | 78468R796 | 3 for 1 | No |
Dividend
Virtus Total Return Fund Inc.
| Issuer Name | Virtus Total Return Fund Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | ZTR |
| Exchange | NYSE |
| Security CUSIP | 92835W107 |
| Dividend Status | Regular Dividend |
| Dividend Amount | USD 0.08 |
| Ex Date | January 5, 2023 |
| Record Date | December 30, 2022 |
| Pay Date | January 10, 2023 |
| Note | Final rate $0.08. The fund intended to distribute the greater of $0.08 per share or all available net investment income and net short and long term capital gains, in accordance with requirements under the Internal Revenue Code of 1986, as amended. |
| | Due-Bills |
| First Day Of Due-Bills On | December 29, 2022 |
| Last Day Of Due-Bills On | January 4, 2023 |
| Due-Bills Off | January 5, 2023 |
| Due-Bills Settlement Date | January 6, 2023 |
Dividend
Virtus Global Multi-Sector Income Fund
| Issuer Name | Virtus Global Multi-Sector Income Fund |
| Security Name | Common Shares of Beneficial Interest |
| Security Ticker Symbol | VGI |
| Exchange | NYSE |
| Security CUSIP | 92829B101 |
| Dividend Amount | USD 0.08 |
| Ex Date | January 5, 2023 |
| Record Date | December 30, 2022 |
| Pay Date | January 10, 2023 |
| Note | Final rate $0.08. The fund intended to distribute the greater of $0.08 per share or all available net investment income and net short and long term capital gains, in accordance with requirements under the Internal Revenue Code of 1986, as amended. |
| | Due-Bills |
| First Day Of Due-Bills On | December 29, 2022 |
| Last Day Of Due-Bills On | January 4, 2023 |
| Due-Bills Off | January 5, 2023 |
| Due-Bills Settlement Date | January 6, 2023 |
Rights Offering
NOTE: The Closing Price of the Common Stock of RiverNorth Capital and Income Fund, Inc. (RSF) will not be adjusted, as the Rights was not traded today.
Beginning tomorrow, January 5, 2023, the Common Stock of RiverNorth Capital and Income Fund, Inc. (RSF) will trade without the value of the Rights.
RiverNorth Capital and Income Fund, Inc.
| Issuer Name | RiverNorth Capital and Income Fund, Inc. |
| Security Name | Common Stock |
| Security Ticker Symbol | RSF |
| Exchange | NYSE |
| Security CUSIP | 76882B108 |
| Ex Date | January 5, 2023 |
| Record Date | January 6, 2023 |
| Securities Offering | RiverNorth Capital and Income Fund, Inc. Common Stock |
| Subscription Price | See Below |
| Ratio | One (1) Right for each share of common stock held on the Record Date |
| Rights Required Per Purchase | 3 |
| Shares Issued Per Each Purchase | 1 |
| Summary Terms of the Offer | Every three (3) Rights will entitle holders to purchase one (1) share of RiverNorth Capital and Income Fund, Inc. Common Stock at a Subscription Price as described below. The subscription price per share of common stock will be determined based upon a formula equal to 90% of the reported net asset value or 95% of the market price per share of common stock, whichever is higher on the Expiration Date. Market price per share of common stock will be determined based on the average of the last reported sales price of a share of common stock on the NYSE for the five trading days preceding (and not including) the Expiration Date |
| Rights Mailing Date | January 11, 2023 |
| Expiration Date | January 27, 2023 |
| Guaranteed Delivery Period | Within Two NYSE Trading Days |
| Note | Member Organizations are reminded of Exchange Rule 440 B.14 (Ownership of Securities) and Exchange Rule 440C (Deliveries against Short Sales). |
| Issuer Name | RiverNorth Capital and Income Fund, Inc. |
| Security Name | Rights (expiring January 27, 2023) |
| Security Ticker Symbol | RSF RTWI |
| Exchange | NYSE |
| Security CUSIP | 76882B116 |
| First "When-Issued" Market Trading Date | January 4, 2023 |
| Last "When-Issued" Market Trading Date | January 11, 2023 |
| Settlement Date | January 17, 2023 |
| Note | Member organizations trading in the "When-Issued" market should submit trade comparison input to NSCC by using the regular security CUSIP plus the "When-Issued" indicator [100]. Member organizations are reminded that all "When-Issued" trades are on the basis of "when", "as", and "if" issued, and the Exchange reserves the right to cancel such trades or terminate "When-Issued" trading where required or indicated by a change in circumstances. |
| Trading Schedule | To be admitted to trading in a "When-Issued" market on January 4, 2023. |
| Issuer Name | RiverNorth Capital and Income Fund, Inc. |
| Security Name | Rights (expiring January 27, 2023) |
| Security Ticker Symbol | RSF RTWI |
| Exchange | NYSE |
| Security CUSIP | 76882B116 |
| First "Regular-Way" Market Trading Date | January 12, 2023 |
| "Regular-Way" Security Symbol | RSF RT |
| Trading Schedule | The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "RSF RT" to begin at the market open on January 12, 2023. |
| Issuer Name | RiverNorth Capital and Income Fund, Inc. |
| Security Name | Rights (expiring January 27, 2023) |
| Security Ticker Symbol | RSF RT |
| Exchange | NYSE |
| Security CUSIP | 76882B116 |
| Suspension Date | January 27, 2023 Effective before the Open |
| Trading Schedule | Trading to be suspended on January 27, 2023 Effective before the Open |