S-10/03/2025-52909|10/03/2025|Unit|IPO|10/03/2025|AI Infrastructure Acquisition Corp.|AIIA U|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Offering Price: USD 10.00. First day of Trading is October 3, 2025. Settlement is subject to the Closing of the Offering on or about October 6, 2025.|G01336125|N|NYSE|Units, each consisting of one Class A Ordinary Share and one Right||||||||||
S-10/03/2025-52910|10/03/2025|ETF|Suspend|10/06/2025|J.P. Morgan Exchange-Traded Fund Trust|TEMP|Effective before the Open        Trading to be suspended on October 6, 2025 Effective before the Open|46641Q142|N|NYSE Arca|JPMorgan Climate Change Solutions ETF|TEMP.NV|TEMP.SO|TEMP.EU|TEMP.TC|TEMP.IV|||||
S-10/03/2025-52911|10/03/2025|ETF|Suspend|10/06/2025|J.P. Morgan Exchange-Traded Fund Trust|JCTR|Effective before the Open        Trading to be suspended on October 6, 2025 Effective before the Open|46641Q282|N|NYSE Arca|JPMorgan Carbon Transition U.S. Equity ETF|JCTR.NV|JCTR.SO|JCTR.EU|JCTR.TC|JCTR.IV|||||
S-10/03/2025-52912|10/03/2025|Right|Suspend|10/06/2025|RiverNorth Opportunities Fund, Inc.|RIV RT|Effective before the Open        DMM Firm: VIRTU FINANCIAL CAPITAL MARKETS LLC        Trading to be suspended on October 6, 2025 Effective before the Open|76881Y174|N|NYSE|Rights (expiring October 6, 2025)||||||||||
S-10/03/2025-52913|10/03/2025|Preferred Stock|Suspend|10/06/2025|American National Group Inc.|ANG PRB|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on October 6, 2025 Effective before the Open|025676867|N|NYSE|Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series B||||||||||
S-10/03/2025-52914|10/03/2025|Common Stock|NewListing|10/06/2025|Third Coast Bancshares, Inc.|TCBX|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        First day of Trading: October 6, 2025 To be admitted to the list and to trading on October 6, 2025.|88422P109|N|NYSE|Common Stock||||||||||
S-10/03/2025-52915|10/03/2025|ETF|NewListing|10/06/2025|AB Active ETFs, Inc.|CAM|Effective before the Open        First day of Trading: October 6, 2025 To be admitted to the list and to trading on October 6, 2025.|00039J772|N|NYSE Arca|AB California Intermediate Municipal ETF||||||||||
S-10/03/2025-52916|10/03/2025|ETF|NewListing|10/06/2025|VanEck Funds|EMBX|Effective before the Open        First day of Trading: October 6, 2025 To be admitted to the list and to trading on October 6, 2025.|92107P772|N|NYSE Arca|VanEck Emerging Markets Bond ETF||||||||||
S-10/03/2025-52917|10/03/2025|ETF|NewListing|10/06/2025|Lazard Active ETF Trust|GLIX|Effective before the Open        First day of Trading: October 6, 2025 To be admitted to the list and to trading on October 6, 2025.|52110K608|N|NYSE Arca|Lazard Listed Infrastructure ETF||||||||||
S-10/03/2025-52918|10/03/2025|ETF|Suspend|10/06/2025|Timothy Plan|TPLE|Effective before the Open        Trading to be suspended on October 6, 2025 Effective before the Open|887432284|N|NYSE Arca|Timothy Plan US Large/Mid Cap Core Enhanced ETF|TPLE.NV|TPLE.SO|TPLE.EU|TPLE.TC|TPLE.IV|||||
S-10/03/2025-52919|10/03/2025|ETF|Suspend|10/06/2025|Timothy Plan|TPHE|Effective before the Open        Trading to be suspended on October 6, 2025 Effective before the Open|887432276|N|NYSE Arca|Timothy Plan High Dividend Stock Enhanced ETF|TPHE.NV|TPHE.SO|TPHE.EU|TPHE.TC|TPHE.IV|||||
S-10/03/2025-52920|10/03/2025|ETF|Suspend|10/07/2025|Tidal Trust III|ELON|Effective before the Open        Trading to be suspended on October 7, 2025 Effective before the Open|45259A654|N|NYSE Arca|BattleShares TSLA vs F ETF|ELON.NV|ELON.SO|ELON.EU|ELON.TC|ELON.IV|||||
S-10/03/2025-52921|10/03/2025|ETF|Suspend|10/07/2025|Tidal Trust III|SOFL|Effective before the Open        Trading to be suspended on October 7, 2025 Effective before the Open|45259A373|N|NYSE Arca|2x Daily Software Platform ETF|SOFL.NV|SOFL.SO|SOFL.EU|SOFL.TC|SOFL.IV|||||
S-10/03/2025-52922|10/03/2025|Common Stock|NameChange|10/08/2025|Schlumberger Limited|SLB|Pending before the Open        Subject to effectiveness of the Shareholder Approval        DMM Firm: CITADEL SECURITIES LLC        New Issuer Name: SLB Limited Trading under the New Name to begin at the market open on October 8, 2025.|806857108|N|NYSE|Common Shares||||||||||
S-10/03/2025-52923|10/03/2025|Common Stock|ReverseStockSplit|10/08/2025|Northann Corp.|NCL|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation        DMM Firm: CITADEL SECURITIES LLC        New Security Cusip: 66373M408 Trading under the New CUSIP to begin at the market open on October 8, 2025 following a 1 for 8 reverse stock split.|66373M200|N|NYSE American|Common Stock||||||||||
S-10/03/2025-52924|10/03/2025|Warrant|NewListing|10/08/2025|GameStop Corp.|GME WS|Pending before the Open        Subject to effectiveness of the 1934 Act        DMM Firm: CITADEL SECURITIES LLC        First day of Trading: October 8, 2025 To be admitted to the list and to trading on October 8, 2025.|36467W117|N|NYSE|Warrants to Purchase Common Stock||||||||||
S-10/03/2025-52925|10/03/2025|Right|RegWay|10/08/2025|Saba Capital Income & Opportunities Fund|BRW RTWI|Effective before the Open        DMM Firm: CITADEL SECURITIES LLC        First "Regular-Way" Market Trading Date: October 8, 2025 "Regular-Way" Security Symbol: BRW RT The Symbol Suffix "WI" representing the "When-Issued" market will be removed. Trading in the "Regular-Way" market under Symbol "BRW RT" to begin at the market open on October 8, 2025.|78518H111|N|NYSE|Rights (expiring October 28, 2025)||||||||||