S-01/02/2024-46138|01/02/2024|Common Stock|Suspend|01/02/2024|RPT Realty|RPT|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 2, 2024 Effective before the Open|74971D101|N|NYSE|Common Shares of Beneficial Interest||||||||||
S-01/02/2024-46139|01/02/2024|Preferred Stock|Suspend|01/02/2024|RPT Realty|RPT PRD|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 2, 2024 Effective before the Open|74971D200|N|NYSE|7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest||||||||||
S-01/02/2024-46140|01/02/2024|Preferred Stock|NewListing|01/02/2024|Kimco Realty Corporation|KIM PRN|Effective before the Open                DMM Firm: GTS SECURITIES LLC        First day of Trading: January 2, 2024 To be admitted to the list and to trading on January 2, 2024.|49446R687|N|NYSE|Depositary Shares, each representing 1/1,000th interest in a share of 7.25% Class N Cumulative Convertible Perpetual Preferred Stock||||||||||
S-01/02/2024-46141|01/02/2024|Unit|SuspCause|01/02/2024|Adit EdTech Acquisition Corp|ADEX U|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 2, 2024. See press release issued by NYSE Regulation for further details.|007024201|N|NYSE American|Units, each consisting of one share of common stock, and one-half of one redeemable warrant||||||||||
S-01/02/2024-46142|01/02/2024|Warrant|SuspCause|01/02/2024|Adit EdTech Acquisition Corp|ADEX WS|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 2, 2024. See press release issued by NYSE Regulation for further details.|007024110|N|NYSE American|Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share||||||||||
S-01/02/2024-46143|01/02/2024|Common Stock|SuspCause|01/02/2024|Adit EdTech Acquisition Corp|ADEX|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 2, 2024. See press release issued by NYSE Regulation for further details.|007024102|N|NYSE American|Common Stock||||||||||
S-01/02/2024-46144|01/02/2024|ETF|Suspend|01/03/2024|SPDR Series Trust|XWEB|Effective before the Open                Trading to be suspended on January 3, 2024 Effective before the Open|78468R127|N|NYSE Arca|SPDR S&P Internet ETF|XWEB.NV|XWEB.SO|XWEB.EU|XWEB.TC|XWEB.IV|||||
S-01/02/2024-46145|01/02/2024|Common Stock|NewListing|01/04/2024|Arcadium Lithium plc|ALTM|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: GTS SECURITIES LLC        First day of Trading: January 4, 2024 To be admitted to the list and to trading on January 4, 2024.|G0508H110|N|NYSE|Ordinary Shares||||||||||
S-01/02/2024-46146|01/02/2024|Common Stock|Suspend|01/04/2024|Livent Corporation|LTHM|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: GTS SECURITIES LLC        Trading to be suspended on January 4, 2024 Pending before the Open|53814L108|N|NYSE|Common Stock||||||||||
S-01/02/2024-46147|01/02/2024|ETF|Suspend|01/04/2024|Northern Lights Fund Trust IV|DEIF|Effective before the Open                Trading to be suspended on January 4, 2024 Effective before the Open|66538H229|N|NYSE Arca|Sterling Capital Diverse Multi-Manager Active ETF|DEIF.NV|DEIF.SO|DEIF.EU|DEIF.TC|DEIF.IV|||||
S-01/02/2024-46148|01/02/2024|Warrant|Suspend|01/04/2024|Marti Technologies, Inc.|MRT WS|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 4, 2024 Effective before the Open|573134111|Y|NYSE American|Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50||||||||||
S-01/02/2024-46149|01/02/2024|Common Stock|Suspend|01/05/2024|StarTek, Inc.|SRT|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 5, 2024 Pending before the Open|85569C107|N|NYSE|Common Stock||||||||||
S-01/02/2024-46150|01/02/2024|Common Stock|Suspend|01/05/2024|Chico's FAS, Inc.|CHS|Pending before the Open        Subject to effectiveness of the Merger        DMM Firm: GTS SECURITIES LLC        Trading to be suspended on January 5, 2024 Pending before the Open|168615102|N|NYSE|Common Stock||||||||||
S-01/02/2024-46151|01/02/2024|Common Stock|ReverseStockSplit|01/05/2024|DSS, Inc.|DSS|Pending before the Open        Subject to effectiveness of Amendment to Certificate of Incorporation        New Security Cusip: 26253C201 Trading under the New CUSIP to begin at the market open on January 5, 2024 following a 1 for 20 reverse stock split.|26253C102|N|NYSE American|Common Stock||||||||||
S-01/02/2024-46152|01/02/2024|ETF|NewListing|01/04/2024|Federated Hermes ETF Trust|FTRB|Effective before the Open                First day of Trading: January 4, 2024 To be admitted to the list and to trading on January 4, 2024.|31423L404|N|NYSE Arca|Federated Hermes Total Return Bond ETF|FTRB.NV|FTRB.SO|FTRB.EU|FTRB.TC||||||
S-01/02/2024-46153|01/02/2024|ETF|Suspend|01/03/2024|Teucrium Commodity Trust|DEFI|Effective before the Open                Trading to be suspended on January 3, 2024 Effective before the Open|88166A805|N|NYSE Arca|Hashdex Bitcoin Futures ETF|DEFI.NV|DEFI.SO|DEFI.EU|DEFI.TC|DEFI.IV|||||
S-01/02/2024-46154|01/02/2024|ETF|NewListing|01/03/2024|Tidal Commodities Trust I|DEFI|Effective before the Open                First day of Trading: January 3, 2024 To be admitted to the list and to trading on January 3, 2024.|88634V100|N|NYSE Arca|Hashdex Bitcoin Futures ETF|DEFI.NV|DEFI.SO|DEFI.EU|DEFI.TC|DEFI.IV|||||