S-01/03/2023-41936|01/03/2023|Common Stock|SuspExDistWI|01/04/2023|General Electric Company|GE WI|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        "Ex-Distribution" Market Suspension Date: January 4, 2023 "Ex-Distribution" Market Trading to be suspended on January 4, 2023.  Trading will continue "Regular-Way" at a new price.|369604129|N|NYSE|Common Stock||||||||||
S-01/03/2023-41937|01/03/2023|Warrant|Suspend|01/04/2023|Spire Global, Inc.|SPIR WS|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended on January 4, 2023 Effective before the Open|848560116|N|NYSE|Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share||||||||||
S-01/03/2023-41938|01/03/2023|Common Stock|NewListing|01/04/2023|Eagle Bulk Shipping Inc.|EGLE|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        First day of Trading: January 4, 2023 To be admitted to the list and to trading on January 4, 2023.|Y2187A150|N|NYSE|Common Stock||||||||||
S-01/03/2023-41939|01/03/2023|Right|AdmitWI|01/04/2023|RiverNorth Capital and Income Fund, Inc.|RSF RTWI|Effective before the Open                DMM Firm: CITADEL SECURITIES LLC        To be admitted to trading in a "When-Issued" market on January 4, 2023.|76882B116|N|NYSE|Rights (expiring January 27, 2023)||||||||||
S-01/03/2023-41940|01/03/2023|ETF|Suspend|01/05/2023|EA Series Trust|RIGZ|Effective before the Open                Trading to be suspended on January 5, 2023 Effective before the Open|02072L755|N|NYSE Arca|Viridi Bitcoin Miners ETF|RIGZ.NV|RIGZ.SO|RIGZ.EU|RIGZ.TC|RIGZ.IV|||||
S-01/03/2023-41941|01/03/2023|Common Stock|IPO|01/06/2023|LeeWay Services, Inc.|LEWY|Pending before the Open        Subject to effectiveness of the 1933 Act, 1934 Act and Pricing|52459J105|N|NYSE American|Common Stock||||||||||
S-01/03/2023-41942|01/03/2023|Warrant|SuspCause|01/03/2023|Cazoo Group Ltd|CZOO WS|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 3, 2023. See press release issued by NYSE Regulation for further details.|G2007L113|Y|NYSE|Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share||||||||||
S-01/03/2023-41943|01/03/2023|Warrant|SuspCause|01/03/2023|Jackson Acquisition Company|RJAC WS|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 3, 2023. See press release issued by NYSE Regulation for further details.|46653C114|N|NYSE|Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50||||||||||
S-01/03/2023-41944|01/03/2023|ADS Common|SuspCause|01/03/2023|Onion Global Limited|OG|Effective Immediately                DMM Firm: CITADEL SECURITIES LLC        Trading to be suspended Effective Immediately on January 3, 2023. See press release issued by NYSE Regulation for further details.|68277G107|Y|NYSE|American Depositary Shares (each ten (10) ADSs representing one (1) Class A Ordinary Share)||||||||||
S-01/03/2023-41945|01/03/2023|ETF|NewListing|01/04/2023|Gabelli ETFs Trust|GCAD|Pending before the Open        Subject to effectiveness of the 1934 Act        First day of Trading: January 4, 2023 To be admitted to the list and to trading on January 4, 2023.|36261K509|N|NYSE Arca|Gabelli Equity Income ETF|GCAD.NV|GCAD.SO|GCAD.EU|GCAD.TC|GCAD.IV|||||