S-01/04/2022-29839|01/04/2022|ETF|ProdChng|01/05/2022|KraneShares Trust|KBA|Effective before the Open                        Panel:         New Product Name: KraneShares Bosera MSCI China A 50 Connect Index ETF        Trading under the new Product Name to begin at the market open on January 5, 2022.|500767405|N|NYSE ARCA|KraneShares Bosera MSCI China A Share ETF|KBA.NV|KBA.SO|KBA.EU|KBA.TC|KBA.IV|||||
S-01/04/2022-29840|01/04/2022|ETF|NewListing|01/05/2022|Kelly Strategic ETF Trust|RESI|Effective before the Open                To be admitted to the list and to trading on January 5, 2022.|48817R508|N|NYSE ARCA|Kelly Residential & Apartment Real Estate ETF|RESI.NV|RESI.SO|RESI.EU|RESI.TC|-|||||
S-01/04/2022-29841|01/04/2022|ETF|NewListing|01/05/2022|Kelly Strategic ETF Trust|HOTL|Effective before the Open                To be admitted to the list and to trading on January 5, 2022.|48817R409|N|NYSE ARCA|Kelly Hotel & Lodging Sector ETF|HOTL.NV|HOTL.SO|HOTL.EU|HOTL.TC|-|||||
S-01/04/2022-29842|01/04/2022|ETF|NewListing|01/05/2022|Gabelli ETFs Trust|GAST|Effective before the Open                To be admitted to the list and to trading on January 5, 2022.|36261K301|N|NYSE ARCA|Gabelli Asset ETF|GAST.NV|GAST.SO|GAST.EU|GAST.TC|GAST.IV|||||
S-01/04/2022-29843|01/04/2022|Warrant|SuspendVol|01/06/2022|VPC Impact Acquisition Holdings III, Inc.|VPCC WS|Pending before the Open        Subject to effectiveness of the Merger                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: P        Trading to be suspended before the Opening on January 6, 2022.|91835J116|N|NYSE|Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share||||||||||
S-01/04/2022-29844|01/04/2022|Unit|SuspendVol|01/06/2022|VPC Impact Acquisition Holdings III, Inc.|VPCC U|Pending before the Open        Subject to effectiveness of the Merger                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: P        Trading to be suspended before the Opening on January 6, 2022.|91835J207|N|NYSE|Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant||||||||||
S-01/04/2022-29845|01/04/2022|Common Stock|SuspendVol|01/06/2022|VPC Impact Acquisition Holdings III, Inc.|VPCC|Pending before the Open        Subject to effectiveness of the Merger                DMM Firm: CITADEL SECURITIES LLC        Post: 6        Panel: P        Trading to be suspended before the Opening on January 6, 2022.|91835J108|N|NYSE|Class A Common Stock||||||||||
S-01/04/2022-29846|01/04/2022|ETF|NewListing||Kelly Strategic ETF Trust|RESI|Postponed to a Date to be Announced                To be admitted to the list and to trading on .        (Not January 5, 2022)|48817R508|N|NYSE ARCA|Kelly Residential & Apartment Real Estate ETF|RESI.NV|RESI.SO|RESI.EU|RESI.TC|-|||||
S-01/04/2022-29847|01/04/2022|ETF|NewListing||Kelly Strategic ETF Trust|HOTL|Postponed to a Date to be Announced                To be admitted to the list and to trading on .        (Not January 5, 2022)|48817R409|N|NYSE ARCA|Kelly Hotel & Lodging Sector ETF|HOTL.NV|HOTL.SO|HOTL.EU|HOTL.TC|-|||||
S-01/04/2022-29848|01/04/2022|Warrant|NewListing|01/07/2022|Nabors Energy Transition Corp.|NETC WS|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: 8Q        To be admitted to the list and to trading on January 7, 2022.|629567116|N|NYSE|Warrants, exercisable for one share of Class A Common Stock||||||||||
S-01/04/2022-29849|01/04/2022|Common Stock|NewListing|01/07/2022|Nabors Energy Transition Corp.|NETC|Effective before the Open                DMM Firm: GTS SECURITIES LLC        Post: 8        Panel: 8Q        To be admitted to the list and to trading on January 7, 2022.|629567108|N|NYSE|Class A Common Stock||||||||||