S-11/13/2020-22353|11/13/2020|Unit|IPO|11/13/2020|dMY Technology Group, Inc. III|DMYI U|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: I Offering Price: USD 10.00. First day of Trading is today November 13, 2020. Settlement is subject to the Closing of the Offering on or about November 17, 2020.|233278209|N|NYSE|Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant|||||||||| S-11/13/2020-22354|11/13/2020|Unit|IPO||Kingswood Acquisition Corp.|KWAC U|Postponed to a Date to be Announced Subject to effectiveness of the 1933 Act, 1934 Act and Pricing DMM Firm: GTS SECURITIES LLC Post: 8 Panel: 8Q First Day of Trading will be set on a date to be announced (Not today, November 13, 2020).|496861204|N|NYSE|Units, each consisting of one share of Class A Common Stock and three-fourths of one redeemable warrant|||||||||| S-11/13/2020-22355|11/13/2020|Common Stock|Suspend|11/13/2020|Montage Resources Corporation|MR|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: E Trading to be suspended on November 13, 2020 Effective before the Open|61179L100|N|NYSE|Common stock|||||||||| S-11/13/2020-22356|11/13/2020|Common Stock|NewListing|11/16/2020|Peridot Acquisition Corp.|PDAC|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: T To be admitted to the list and to trading on November 16, 2020.|G7008A115|N|NYSE|Class A Ordinary Shares|||||||||| S-11/13/2020-22357|11/13/2020|Warrant|NewListing|11/16/2020|Peridot Acquisition Corp.|PDAC WS|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: T To be admitted to the list and to trading on November 16, 2020.|G7008A107|N|NYSE|Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50|||||||||| S-11/13/2020-22358|11/13/2020|Structured Product|Suspend|11/16/2020|American Financial Group, Inc.|AFGH|Effective before the Open DMM Firm: GTS SECURITIES LLC Post: 8 Panel: F Trading to be suspended on November 16, 2020 Effective before the Open|025932708|N|NYSE|6.000% Subordinated Debentures due 2055|||||||||| S-11/13/2020-22359|11/13/2020|Common Stock|SuspendVol|11/16/2020|Canopy Growth Corporation|CGC|Effective before the Open DMM Firm: GTS SECURITIES LLC Post: 8 Panel: B Trading to be suspended on November 16, 2020 Effective before the Open|138035100|N|NYSE|Common Shares, no par value|||||||||| S-11/13/2020-22360|11/13/2020|Warrant|AdmitWI|11/16/2020|LGL Group Inc (The)|LGL WS WI|Effective before the Open DMM Firm: BRENDAN E. CRYAN AND COMPANY, LLC To be admitted to trading in a "When-Issued" market on November 16, 2020.|50186A132|N|NYSE AMERICAN|Warrants to purchase Common Stock (expiring November 16, 2025)|||||||||| S-11/13/2020-22361|11/13/2020|Common Stock|SuspExDistWI|11/17/2020|Pfizer Inc|PFE WI|Effective before the Open DMM Firm: GTS SECURITIES LLC "Ex-Distribution" Market Suspension Date: November 17, 2020 "Ex-Distribution" Market Trading to be suspended on November 17, 2020. Trading will continue "Regular-Way" at a new price.|717081129|N|NYSE|Common Stock|||||||||| S-11/13/2020-22362|11/13/2020|Common Stock|ReverseStockSplit|11/17/2020|Ra Medical Systems, Inc.|RMED|Pending before the Open Subject to effectiveness of Amendment to Certificate of Incorporation DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: C New Issue CUSIP: 74933X203 Trading under the New CUSIP to begin at the market open on November 17, 2020 following the reverse stock split.|74933X104|N|NYSE|Common Stock|||||||||| S-11/13/2020-22363|11/13/2020|Unit|IPO|11/17/2020|Pine Island Acquisition Corp.|PIPP U|Pending before the Open Subject to effectiveness of the 1933 Act, 1934 Act and Pricing DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: I|722615200|N|NYSE|Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant|||||||||| S-11/13/2020-22364|11/13/2020|ADS Common|ChngUlyStck|11/17/2020|Daqo New Energy Corp.|DQ|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: N Current Ratio: 1 ADS : 25 Ordinary Shares Underlying Issue Name: American Depositary Shares (each representing 25 Ordinary Shares) New Ratio: 1 ADS : 5 Ordinary Shares New Issue Name: American Depositary Shares (each representing 5 Ordinary Shares) Exchange Of Shares: Not Required Each American Depositary Shares (each representing 25 Ordinary Shares) will be deemed to represent American Depositary Shares (each representing 5 Ordinary Shares) on an ADS for ADS basis on November 17, 2020.|23703Q203|Y|NYSE|American Depositary Shares (each representing 25 Ordinary Shares)|||||||||| S-11/13/2020-22365|11/13/2020|Common Stock|AdmitExDistWI|11/17/2020|SYNNEX Corporation|SNX WI|Pending before the Open Subject to effectiveness of the 1934 Act for the related security of the event DMM Firm: GTS SECURITIES LLC Issue to be trading in two markets, "Regular Way" and "Ex-Distribution" markets beginning on November 17, 2020|87162W118|N|NYSE|Common Stock|||||||||| S-11/13/2020-22366|11/13/2020|Common Stock|NewListing|11/17/2020|CI Financial Corp.|CIXX|Pending before the Open Subject to effectiveness of the 1934 Act DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: E To be admitted to the list and to trading on November 17, 2020.|125491100|Y|NYSE|Common Shares|||||||||| S-11/13/2020-22367|11/13/2020|Common Stock|IPO|11/17/2020|Aspire Real Estate Investors, Inc.|ASPI|Pending before the Open Subject to effectiveness of the 1933 Act, 1934 Act and Pricing DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: N|04538A100|N|NYSE|Common Stock|||||||||| S-11/13/2020-22368|11/13/2020|ETF|NewListing|11/17/2020|J.P. Morgan Exchange-Traded Fund Trust|BBSC|Effective before the Open To be admitted to the list and to trading on November 17, 2020.|46641Q290|N|NYSE ARCA|JPMorgan BetaBuilders U.S. Small Cap Equity ETF|BBSC.NV|BBSC.SO|BBSC.EU|BBSC.TC|BBSC.IV||||| S-11/13/2020-22369|11/13/2020|ETF|NewListing|11/17/2020|Tidal ETF Trust|LBAY|Effective before the Open To be admitted to the list and to trading on November 17, 2020.|886364850|N|NYSE ARCA|Leatherback Long/Short Alternative Yield ETF|LBAY.NV|LBAY.SO|LBAY.EU|LBAY.TC|-||||| S-11/13/2020-22370|11/13/2020|Preferred Stock|NewListing|11/18/2020|Public Storage|PSA PRO|Effective before the Open DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: 5P To be admitted to the list and to trading on November 18, 2020.|74460W487|N|NYSE|Depositary Shares Each Representing 1/1,000 of a 3.900% Cumulative Preferred Share of Beneficial Interest, Series O|||||||||| S-11/13/2020-22371|11/13/2020|Unit|Suspend|11/18/2020|Fortress Value Acquisition Corp.|FVAC U|Pending before the Open Subject to effectiveness of the Merger DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: I Trading to be suspended on November 18, 2020 Pending before the Open|34962V205|N|NYSE|Units, each consisting of one share of Class A common stock and one-third of one Warrant|||||||||| S-11/13/2020-22372|11/13/2020|Common Stock|NSCChng|11/18/2020|Fortress Value Acquisition Corp.|FVAC|Pending before the Open Subject to effectiveness of the Merger DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: I New Issuer Name: MP Materials Corp. Trading under the New Name, Symbol & CUSIP to begin at the market open on November 18, 2020. New Issue Symbol: MP|34962V106|N|NYSE|Class A common stock|||||||||| S-11/13/2020-22373|11/13/2020|Warrant|NSCChng|11/18/2020|Fortress Value Acquisition Corp.|FVAC WS|Pending before the Open Subject to effectiveness of the Merger DMM Firm: CITADEL SECURITIES LLC Post: 5 Panel: I New Issuer Name: MP Materials Corp. Trading under the New Name, Symbol & CUSIP to begin at the market open on November 18, 2020. New Issue Symbol: MP WS|34962V114|N|NYSE|Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share||||||||||