2862320|BGH|Barings Global Short Duration High Yield Fund|06760L100|Common Shares of Beneficial Interest With|0|Monthly|12/19/2019|10/08/2019|10/08/2019|01/02/2020|12/20/2019|10/08/2019|Cash|0.1482000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.1482000000000000||||| 2862361|DPZ|Domino's Pizza Inc.|25754A201|Common Stock|0|Quarterly|12/12/2019|10/04/2019|10/08/2019|12/27/2019|12/13/2019|10/08/2019|Cash|0.6500000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.6500000000000000||||| 2863180|FLCO|Franklin Templeton ETF Trust|35473P603|Franklin Liberty Investment Grade Corporate ETF|0|Monthly|11/29/2019||10/08/2019|12/05/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863182|FLMB|Franklin Templeton ETF Trust|35473P850|Franklin Liberty Municipal Bond ETF|0|Monthly|11/29/2019||10/08/2019|12/05/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863184|FLMI|Franklin Templeton ETF Trust|35473P868|Franklin Liberty Intermediate Municipal Opportunities ETF|0|Monthly|11/29/2019||10/08/2019|12/05/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863190|JPMB|J.P. Morgan Exchange-Traded Fund Trust|46641Q746|JPMorgan USD Emerging Markets Sovereign Bond ETF|0|Monthly|11/29/2019||10/08/2019|12/04/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863176|FTSD|Franklin ETF Trust|353506108|Franklin Liberty Short Duration U.S. Government ETF|0|Monthly|11/29/2019||10/08/2019|12/05/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863188|JIGB|J.P. Morgan Exchange-Traded Fund Trust|46641Q449|JPMorgan Corporate Bond Research Enhanced ETF|0|Monthly|11/29/2019||10/08/2019|12/04/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863178|FLCB|Franklin Templeton ETF Trust|35473P553|Franklin Liberty U.S. Core Bond ETF|0|Monthly|11/29/2019||10/08/2019|12/05/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863186|JAGG|J.P. Morgan Exchange-Traded Fund Trust|46641Q613|JPMorgan U.S. Aggregate Bond ETF|0|Monthly|11/29/2019||10/08/2019|12/04/2019|12/02/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863174|AMUB|UBS AG|90274D374|ETRACS Alerian MLP Index ETN Series B due July 18 2042|0|Quarterly|11/27/2019||10/08/2019|12/09/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863162|OEUR|OSI ETF Trust|67110P506|O'Shares FTSE Europe Quality Dividend ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863164|OGIG|OSI ETF Trust|67110P704|O'Shares Global Internet Giants ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863166|OUSA|OSI ETF Trust|67110P407|O'Shares FTSE U.S. Quality Dividend ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863160|IBD|Northern Lights Fund Trust IV|66538H633|Inspire Corporate Bond Impact ETF|0|Monthly|11/27/2019||10/08/2019|12/04/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863158|IDIV|Metaurus Equity Component Trust|59140L100|U.S. Equity Cumulative Dividends Fund - Series 2027|0|Monthly|11/27/2019||10/08/2019|12/02/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863156|AMJ|JPMorgan Chase & Co.|46625H365|Alerian MLP Index ETN due May 24 2024|0|Quarterly|11/27/2019||10/08/2019|12/09/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863154|HTRB|Hartford Funds Exchange-Traded Trust|41653L305|Hartford Total Return Bond ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863152|HTAB|Hartford Funds Exchange-Traded Trust|41653L404|Hartford Schroders Tax-Aware Bond ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863150|HMOP|Hartford Funds Exchange-Traded Trust|41653L503|Hartford Municipal Opportunities ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863148|DIVO|Amplify ETF Trust|032108409|Amplify CWP Enhanced Dividend Income ETF|0|Monthly|11/27/2019||10/08/2019|12/02/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863172|AMU|UBS AG|90267B682|ETRACS Alerian MLP Index ETN due July 18 2042|0|Quarterly|11/27/2019||10/08/2019|12/09/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863170|FFIU|Spinnaker ETF Series|84858T202|UVA Unconstrained Medium-Term Fixed Income ETF|0|Monthly|11/27/2019||10/08/2019|12/02/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863168|OUSM|OSI ETF Trust|67110P100|O'Shares FTSE Russell Small Cap Quality Dividend ETF|0|Monthly|11/27/2019||10/08/2019|12/03/2019|11/29/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862520|BAC PRM|Bank of America Corporation|06053U601|Depositary Shares each representing a 1/1000th interest in a share of 5.375% Non-Cumulative Preferred Stock Series KK|0|Quarterly|11/27/2019|10/08/2019|10/08/2019|12/26/2019|12/01/2019|10/08/2019|Cash|0.3359375000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.3359375000000000||||| 2862523|BAC PRN|Bank of America Corporation|06055H202|Depositary shares each representing 1/1000th interest in a share of 5.000% Non-Cumulative Preferred Stock Series LL|0|Quarterly|11/27/2019|10/08/2019|10/08/2019|12/17/2019|12/01/2019|10/08/2019|Cash|0.3125000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.3125000000000000||||| 2863128|MINC|AdvisorShares Trust|00768Y727|AdvisorShares Newfleet Multi-Sector Income ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863126|HOLD|AdvisorShares Trust|00768Y651|AdvisorShares Sage Core Reserves ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863124|FWDB|AdvisorShares Trust|00768Y834|AdvisorShares FolioBeyond Smart Core Bond ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863122|FLRT|AdvisorShares Trust|00768Y594|AdvisorShares Pacific Asset Enhanced Floating Rate ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863136|FDHY|Fidelity Covington Trust|316092618|Fidelity High Yield Factor ETF|0|Monthly|11/26/2019||10/08/2019|12/02/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863138|FLTB|Fidelity Merrimack Street Trust|316188200|Fidelity Limited Term Bond ETF|0|Monthly|11/26/2019||10/08/2019|12/02/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863140|IVOL|KraneShares Trust|500767736|Quadratic Interest Rate Volatility and Inflation Hedge ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863142|KCCB|KraneShares Trust|500767843|KraneShares CCBS China Corporate High Yield Bond USD Index ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863144|KCNY|KraneShares Trust|500767702|KraneShares E Fund China Commercial Paper ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863146|LSST|Natixis ETF Trust|63873X208|Natixis Loomis Sayles Short Duration Income ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863130|OPER|ETF Series Solutions|26922A453|ClearShares Ultra-Short Maturity ETF|0|Monthly|11/26/2019||10/08/2019|11/29/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863132|FBND|Fidelity Merrimack Street Trust|316188309|Fidelity Total Bond ETF|0|Monthly|11/26/2019||10/08/2019|12/02/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863134|FCOR|Fidelity Merrimack Street Trust|316188101|Fidelity Corporate Bond ETF|0|Monthly|11/26/2019||10/08/2019|12/02/2019|11/27/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863102|AGGY|WisdomTree Trust|97717X511|WisdomTree Yield Enhanced U.S. Aggregate Bond Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863120|USFR|WisdomTree Trust|97717X628|WisdomTree Floating Rate Treasury Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863118|GLBY|WisdomTree Trust|97717Y741|WisdomTree Yield Enhanced Global Aggregate Bond Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863104|DES|WisdomTree Trust|97717W604|WisdomTree U.S. SmallCap Dividend Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863106|DHS|WisdomTree Trust|97717W208|WisdomTree U.S. High Dividend Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863116|ELD|WisdomTree Trust|97717X867|WisdomTree Emerging Markets Local Debt Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863114|DTN|WisdomTree Trust|97717W406|WisdomTree U.S.Dividend Ex-Financials Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863112|DTD|WisdomTree Trust|97717W109|WisdomTree U.S. Total Dividend Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863110|DON|WisdomTree Trust|97717W505|WisdomTree U.S. MidCap Dividend Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863108|DLN|WisdomTree Trust|97717W307|WisdomTree U.S. LargeCap Dividend Fund|0|Monthly|11/25/2019||10/08/2019|11/29/2019|11/26/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863100|HYLD|Exchange Listed Funds Trust|30151E814|High Yield ETF|0|Monthly|11/22/2019||10/08/2019|11/27/2019|11/25/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863098|YYY|Amplify ETF Trust|032108847|Amplify High Income ETF|0|Monthly|11/22/2019||10/08/2019|11/27/2019|11/25/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863082|FPE|First Trust Exchange-Traded Fund III|33739E108|First Trust Preferred Securities and Income ETF|0|Monthly|11/21/2019||10/08/2019|11/29/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863084|FPEI|First Trust Exchange-Traded Fund III|33739P855|First Trust Institutional Preferred Securities and Income ETF|0|Monthly|11/21/2019||10/08/2019|11/29/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863096|USTB|Victory Portfolios II|92647N535|VictoryShares USAA Core Short-Term Bond ETF|0|Monthly|11/21/2019||10/08/2019|11/27/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863094|UITB|Victory Portfolios II|92647N527|VictoryShares USAA Core Intermediate-Term Bond ETF|0|Monthly|11/21/2019||10/08/2019|11/27/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863092|UCON|First Trust Exchange-Traded Fund VIII|33740F888|First Trust TCW Unconstrained Plus Bond ETF|0|Monthly|11/21/2019||10/08/2019|11/29/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863090|LGOV|First Trust Exchange-Traded Fund IV|33738D606|First Trust Long Duration Opportunities ETF|0|Monthly|11/21/2019||10/08/2019|11/29/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863088|FUMB|First Trust Exchange-Traded Fund III|33740J104|First Trust Ultra Short Duration Municipal ETF|0|Monthly|11/21/2019||10/08/2019|11/29/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863086|FSMB|First Trust Exchange-Traded Fund III|33739P830|First Trust Short Duration Managed Municipal ETF|0|Monthly|11/21/2019||10/08/2019|11/29/2019|11/22/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863068|AMZA|ETFis Series Trust I|26923G103|InfraCap MLP ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863070|NFLT|ETFis Series Trust I|26923G707|Virtus Newfleet Multi-Sector Bond ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863072|PFFA|ETFis Series Trust I|26923G822|Virtus InfraCap U.S. Preferred Stock ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863074|PFFR|ETFis Series Trust I|26923G400|InfraCap REIT Preferred ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863080|SEIX|Virtus ETF Trust II|92790A405|Virtus Seix Senior Loan ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863078|BLHY|Virtus ETF Trust II|92790A207|Virtus Newfleet Dynamic Credit ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863076|HSPX|Global X Funds|37954Y475|Global X S&P 500 Covered Call ETF|0|Monthly|11/20/2019||10/08/2019|11/29/2019|11/21/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863022|IEMV|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W205|Invesco Emerging Markets Debt Value ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863012|BSJR|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J585|Invesco BulletShares 2027 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863010|BSJQ|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J635|Invesco BulletShares 2026 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863008|BSJP|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J817|Invesco BulletShares 2025 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863006|BSJO|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J833|Invesco BulletShares 2024 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863004|BSJN|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J858|Invesco BulletShares 2023 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863002|BSJM|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J874|Invesco BulletShares 2022 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863024|IHYD|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W304|Invesco Corporate Income Defensive ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863026|IHYV|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W403|Invesco Corporate Income Value ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863028|IIGD|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W502|Invesco Investment Grade Defensive ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863030|IIGV|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W601|Invesco Investment Grade Value ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863032|IMFC|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W700|Invesco Multi-Factor Core Fixed Income ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863034|IMFP|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W809|Invesco Multi-Factor Core Plus Fixed Income ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863036|PCEF|Invesco Exchange-Traded Fund Trust II|46138E404|Invesco CEF Income Composite ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863038|PCY|Invesco Exchange-Traded Fund Trust II|46138E784|Invesco Emerging Markets Sovereign Debt ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863040|PFIG|Invesco Exchange-Traded Fund Trust II|46138E693|Invesco Fundamental Investment Grade Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863042|PGF|Invesco Exchange-Traded Fund Trust|46137V621|Invesco Financial Preferred ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863044|PGHY|Invesco Exchange-Traded Fund Trust II|46138E669|Invesco Global Short Term High Yield Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863046|PGX|Invesco Exchange-Traded Fund Trust II|46138E511|Invesco Preferred ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863048|PHB|Invesco Exchange-Traded Fund Trust II|46138E719|Invesco Fundamental High Yield® Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863050|PICB|Invesco Exchange-Traded Fund Trust II|46138E636|Invesco International Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863054|PWZ|Invesco Exchange-Traded Fund Trust II|46138E206|Invesco California AMT-Free Municipal Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863056|PZA|Invesco Exchange-Traded Fund Trust II|46138E537|Invesco National AMT-Free Municipal Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863058|PZT|Invesco Exchange-Traded Fund Trust II|46138E529|Invesco New York AMT-Free Municipal Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863060|SPHD|Invesco Exchange-Traded Fund Trust II|46138E362|Invesco S&P 500® High Dividend Low Volatility ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863062|SPLV|Invesco Exchange-Traded Fund Trust II|46138E354|Invesco S&P 500® Low Volatility ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863064|VRP|Invesco Exchange-Traded Fund Trust II|46138G870|Invesco Variable Rate Preferred ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863066|XRLV|Invesco Exchange-Traded Fund Trust II|46138E388|Invesco S&P 500® ex-Rate Sensitive Low Volatility ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863052|PVI|Invesco Exchange-Traded Fund Trust II|46138G862|Invesco VRDO Tax-Free Weekly ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863000|BSJL|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J809|Invesco BulletShares 2021 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862998|BSJK|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J601|Invesco BulletShares 2020 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862996|BSJJ|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J403|Invesco BulletShares 2019 High Yield Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862994|BSDE|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J650|Invesco BulletShares 2024 USD Emerging Markets Debt ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862992|BSCT|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J577|Invesco BulletShares 2029 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862990|BSCS|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J643|Invesco BulletShares 2028 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862988|BSCR|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J783|Invesco BulletShares 2027 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862986|BSCQ|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J791|Invesco BulletShares 2026 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862984|BSCP|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J825|Invesco BulletShares 2025 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862982|BSCO|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J841|Invesco BulletShares 2024 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862980|BSCN|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J866|Invesco BulletShares 2023 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862978|BSCM|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J882|Invesco BulletShares 2022 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862976|BSCL|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J700|Invesco BulletShares 2021 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862974|BSCK|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J502|Invesco BulletShares 2020 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862972|BSCJ|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J304|Invesco BulletShares 2019 Corporate Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862970|BSCE|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J668|Invesco BulletShares 2023 USD Emerging Markets Debt ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862968|BSBE|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J676|Invesco BulletShares 2022 USD Emerging Markets Debt ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862966|BSAE|Invesco Exchange-Traded Self-Indexed Fund Trust|46138J684|Invesco BulletShares 2021 USD Emerging Markets Debt ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862964|BKLN|Invesco Exchange-Traded Fund Trust II|46138G508|Invesco Senior Loan ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862962|BAB|Invesco Exchange-Traded Fund Trust II|46138G805|Invesco Taxable Municipal Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862960|GYLD|Arrow ETF Trust|04273H104|Arrow Dow Jones Global Yield ETF|0|Monthly|11/18/2019||10/08/2019|11/25/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863020|IEMD|Invesco Exchange-Traded Self-Indexed Fund Trust|46139W106|Invesco Emerging Markets Debt Defensive ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863018|GTO|Invesco Actively Managed Exchange-Traded Fund Trust|46090A804|Invesco Total Return Bond ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863016|GSY|Invesco Actively Managed Exchange-Traded Fund Trust|46090A887|Invesco Ultra Short Duration ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2863014|CLTL|Invesco Exchange-Traded Fund Trust II|46138G888|Invesco Treasury Collateral ETF|0|Monthly|11/18/2019||10/08/2019|11/29/2019|11/19/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862958|DIA|SPDR Dow Jones Industrial Average ETF Trust|78467X109|Trust Units|0|Monthly|11/15/2019||10/08/2019|12/16/2019|11/18/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862936|AMLP|ALPS ETF Trust|00162Q866|Alerian MLP ETF|0|Quarterly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862531|IP|International Paper Company|460146103|Common Stock|0|Quarterly|11/14/2019|10/08/2019|10/08/2019|12/16/2019|11/15/2019|10/08/2019|Cash|0.5125000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.5125000000000000||||| 2862940|RFCI|ALPS ETF Trust|00162Q536|RiverFront Dynamic Core Income ETF|0|Monthly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862946|RFUN|ALPS ETF Trust|00162Q544|RiverFront Dynamic Unconstrained Income ETF|0|Monthly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862956|XLUY|Cushing ETF Trust|23163L207|Cushing Utility & MLP Index|0|Monthly|11/14/2019||10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862954|XLTY|Cushing ETF Trust|23163L306|Cushing Transportation & MLP ETF|0|Monthly|11/14/2019||10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862938|ENFR|ALPS ETF Trust|00162Q676|Alerian Energy Infrastructure ETF|0|Quarterly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862952|XLSY|Cushing ETF Trust|23163L405|Cushing Energy Supply Chain & MLP ETF|0|Monthly|11/14/2019||10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862950|XLEY|Cushing ETF Trust|23163L108|Cushing Energy & MLP ETF|0|Monthly|11/14/2019||10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862948|RIGS|ALPS ETF Trust|00162Q783|RiverFront Strategic Income Fund|0|Monthly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862944|RFFC|ALPS ETF Trust|00162Q510|RiverFront Dynamic US Flex-Cap ETF|0|Monthly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862942|RFDA|ALPS ETF Trust|00162Q528|RiverFront Dynamic US Dividend Advantage ETF|0|Monthly|11/14/2019||10/08/2019|11/21/2019|11/15/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862511|BML PRJ|Bank of America Corporation|060505591|Depositary Shares (representing 1/1200th of a share of Floating Rate Non-Cumulative Preferred Stock Series 4)|0|Quarterly|11/14/2019|10/08/2019|10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash|0.2555600000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.2555600000000000||||| 2862506|BML PRH|Bank of America Corporation|060505625|Depositary Shares (representing 1/1200th of a share of Floating Rate Non-Cumulative Preferred Stock Series 2)|0|Quarterly|11/14/2019|10/08/2019|10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash|0.1916700000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.1916700000000000||||| 2862500|BML PRG|Bank of America Corporation|060505633|Depositary Shares (representing 1/1200th of a share of Floating Rate Non-Cumulative Preferred Stock Series 1)|0|Quarterly|11/14/2019|10/08/2019|10/08/2019|11/29/2019|11/15/2019|10/08/2019|Cash|0.1875000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.1875000000000000||||| 2862930|HIPS|GraniteShares ETF Trust|38747R306|GraniteShares HIPS US High Income ETF|0|Monthly|11/13/2019||10/08/2019|11/15/2019|11/14/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862932|TPHD|Timothy Plan|887432326|Timothy Plan High Dividend Stock ETF|0|Monthly|11/13/2019||10/08/2019|11/15/2019|11/14/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862934|TPLC|Timothy Plan|887432359|Timothy Plan US Large Cap Core ETF|0|Monthly|11/13/2019||10/08/2019|11/15/2019|11/14/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862928|REML|Credit Suisse AG|22539T282|Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT Exchange Traded Notes (ETNs) due July 11 2036|0|Monthly|11/13/2019||10/08/2019|11/22/2019|11/14/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862924|AMJL|Credit Suisse AG|22539T290|Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index Exchange Traded Notes due May 16 2036|0|Monthly|11/13/2019||10/08/2019|11/22/2019|11/14/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862926|MLTI|Credit Suisse AG|22539T399|Credit Suisse X-Links Multi-Asset High Income Exchange Traded Notes (ETNs) due September 28 2035|0|Monthly|11/13/2019||10/08/2019|11/22/2019|11/14/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862918|WBII|Absolute Shares Trust|00400R874|WBI BullBear Global Income ETF|0|Monthly|11/12/2019||10/08/2019|11/14/2019|11/13/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862920|HOMZ|ETF Series Solutions|26922A230|Hoya Capital Housing ETF|0|Monthly|11/12/2019||10/08/2019|11/14/2019|11/13/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862922|YMLP|VanEck Vectors ETF Trust|92189F288|VanEck Vectors High Income MLP ETF|0|Quarterly|11/12/2019||10/08/2019|11/18/2019|11/13/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862916|WBIG|Absolute Shares Trust|00400R700|WBI BullBear Yield 1000 ETF|0|Monthly|11/12/2019||10/08/2019|11/14/2019|11/13/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862914|WBIC|Absolute Shares Trust|00400R304|WBI BullBear Yield 2000 ETF|0|Monthly|11/12/2019||10/08/2019|11/14/2019|11/13/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862906|PFFL|UBS AG|90274E174|ETRACS 2xMonthly Pay Leveraged Preferred Stock Index ETN due September 25 2048|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862892|DVHL|UBS AG|90270L859|ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN due November 12 2043|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862896|HDLV|UBS AG|90270L727|ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN due September 30 2044|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862898|LMLP|UBS AG|90273A207|ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN due June 24 2044|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862900|LRET|UBS AG|90274R100|ETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETN due May 5 2045|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862902|MORL|UBS AG|90269A302|ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN due October 16 2042|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862904|MRRL|UBS AG|90274D432|ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B due October 16 2042|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862908|SDYL|UBS AG|90267L409|ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN due May 22 2042|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862910|SMHB|UBS AG|90274E166|ETRACS 2xMonthly Pay Leveraged US Small Cap High Dividend ETN Series B due November 10 2048|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862912|SMHD|UBS AG|90274D838|ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN due February 6 2045|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862890|CEFL|UBS AG|90270L842|ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN due December 10 2043|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862894|DVYL|UBS AG|90268G607|ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN due May 22 2042|0|Monthly|11/08/2019||10/08/2019|11/20/2019|11/12/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862876|BNDC|FlexShares Trust|33939L670|FlexShares Core Select Bond Fund|0|Monthly|11/07/2019||10/08/2019|11/13/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862878|AUSF|Global X Funds|37954Y574|Global X Adaptive U.S. Factor ETF|0|Quarterly|11/07/2019||10/08/2019|11/15/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862880|MLPA|Global X Funds|37950E473|Global X MLP ETF|0|Quarterly|11/07/2019||10/08/2019|11/15/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862882|MLPX|Global X Funds|37950E226|Global X MLP & Energy Infrastructure ETF|0|Quarterly|11/07/2019||10/08/2019|11/15/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862884|AGGE|IndexIQ ETF Trust|45409B487|IQ Enhanced Core Bond U.S. ETF|0|Monthly|11/07/2019||10/08/2019|11/14/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862886|AGGP|IndexIQ ETF Trust|45409B479|IQ Enhanced Core Plus Bond U.S. ETF|0|Monthly|11/07/2019||10/08/2019|11/14/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862888|SDAG|IndexIQ ETF Trust|45409B339|IQ Short Duration Enhanced Core Bond U.S. ETF|0|Monthly|11/07/2019||10/08/2019|11/14/2019|11/08/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862874|SPFF|Global X Funds|37950E333|Global X SuperIncome Preferred ETF|0|Monthly|11/05/2019||10/08/2019|11/13/2019|11/06/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862868|DIV|Global X Funds|37950E291|Global X SuperDividend U.S. ETF|0|Monthly|11/05/2019||10/08/2019|11/13/2019|11/06/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862870|SDEM|Global X Funds|37950E119|Global X MSCI SuperDividend Emerging Markets ETF|0|Monthly|11/05/2019||10/08/2019|11/13/2019|11/06/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862872|SDIV|Global X Funds|37950E549|Global X SuperDividend ETF|0|Monthly|11/05/2019||10/08/2019|11/13/2019|11/06/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862866|LQDH|iShares U.S. ETF Trust|46431W705|iShares Interest Rate Hedged Corporate Bond ETF|0|Monthly|11/04/2019||10/08/2019|11/08/2019|11/05/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862858|BYLD|iShares Trust|46434V787|iShares Yield Optimized Bond ETF|0|Monthly|11/04/2019||10/08/2019|11/08/2019|11/05/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862864|IGBH|iShares U.S. ETF Trust|46431W812|iShares Interest Rate Hedged Long-Term Corporate Bond ETF|0|Monthly|11/04/2019||10/08/2019|11/08/2019|11/05/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862862|HYGH|iShares U.S. ETF Trust|46431W606|iShares Interest Rate Hedged High Yield Bond ETF|0|Monthly|11/04/2019||10/08/2019|11/08/2019|11/05/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862860|EMBH|iShares U.S. ETF Trust|46431W820|iShares Interest Rate Hedged Emerging Markets Bond ETF|0|Monthly|11/04/2019||10/08/2019|11/08/2019|11/05/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862856|AOK|iShares Trust|464289883|iShares Core Conservative Allocation ETF|0|Monthly|11/04/2019||10/08/2019|11/08/2019|11/05/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862578|DIAL|Columbia ETF Trust I|19761L508|Columbia Diversified Fixed Income Allocation ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862836|EMLC|VanEck Vectors ETF Trust|92189H300|VanEck Vectors J.P. Morgan EM Local Currency Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862838|FLTR|VanEck Vectors ETF Trust|92189F486|VanEck Vectors Investment Grade Floating Rate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862840|GRNB|VanEck Vectors ETF Trust|92189F171|VanEck Vectors Green Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862842|HYEM|VanEck Vectors ETF Trust|92189F353|VanEck Vectors Emerging Markets High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862844|IHY|VanEck Vectors ETF Trust|92189F445|VanEck Vectors International High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862846|PFXF|VanEck Vectors ETF Trust|92189F429|VanEck Vectors Preferred Securities ex Financials ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862848|BIV|Vanguard Bond Index Funds|921937819|Vanguard Intermediate-Term Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862850|BLV|Vanguard Bond Index Funds|921937793|Vanguard Long-Term Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862786|JNK|SPDR Series Trust|78468R622|SPDR Bloomberg Barclays High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862788|PSK|SPDR Series Trust|78464A292|SPDR Wells Fargo Preferred Stock ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862808|SPSB|SPDR Series Trust|78464A474|SPDR Portfolio Short Term Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862810|SPTI|SPDR Series Trust|78464A672|SPDR Portfolio Intermediate Term Treasury ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862812|SPTL|SPDR Series Trust|78464A664|SPDR Portfolio Long Term Treasury ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862814|SPTS|SPDR Series Trust|78468R101|SPDR Portfolio Short Term Treasury ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862816|SRLN|SSGA Active Trust|78467V608|SPDR Blackstone/GSO Senior Loan ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862818|TFI|SPDR Series Trust|78468R721|SPDR Nuveen Bloomberg Barclays Municipal Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862820|TIPX|SPDR Series Trust|78468R861|SPDR Bloomberg Barclays 1-10 Year TIPS ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862822|TOTL|SSGA Active Trust|78467V848|SPDR DoubleLine Total Return Tactical ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862824|ULST|SSGA Active Trust|78467V707|SPDR SSgA Ultra Short Term Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862826|WIP|SPDR Series Trust|78464A490|SPDR FTSE International Government Inflation-Protected Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862828|AWTM|Tidal ETF Trust|886364108|Aware Ultra-Short Duration Enhanced Income ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862830|ANGL|VanEck Vectors ETF Trust|92189F437|VanEck Vectors Fallen Angel High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862832|CBON|VanEck Vectors ETF Trust|92189F379|VanEck Vectors ChinaAMC China Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862834|EMAG|VanEck Vectors ETF Trust|92189F478|VanEck Vectors Emerging Markets Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862852|BSV|Vanguard Bond Index Funds|921937827|Vanguard Short-Term Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862854|VTEB|Vanguard Municipal Bond Funds|922907746|Vanguard Tax-Exempt Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862752|IG|Principal Exchange-Traded Funds|74255Y821|Principal Investment Grade Corporate Active ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862750|TUZ|PIMCO ETF Trust|72201R106|PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862748|TIPZ|PIMCO ETF Trust|72201R403|PIMCO Broad U.S. TIPS Index Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862746|STPZ|PIMCO ETF Trust|72201R205|PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862744|SMMU|PIMCO ETF Trust|72201R874|PIMCO Short Term Municipal Bond Active Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862742|MUNI|PIMCO ETF Trust|72201R866|PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862740|MINT|PIMCO ETF Trust|72201R833|PIMCO Enhanced Short Maturity Active Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862738|LTPZ|PIMCO ETF Trust|72201R304|PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862736|LDUR|PIMCO ETF Trust|72201R718|PIMCO Enhanced Low Duration Active Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862734|HYS|PIMCO ETF Trust|72201R783|PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862732|CORP|PIMCO ETF Trust|72201R817|PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862730|BOND|PIMCO ETF Trust|72201R775|PIMCO Active Bond Exchange-Traded Fund|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862728|PULS|PGIM ETF Trust|69344A107|PGIM Ultra Short Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862726|PHYL|PGIM ETF Trust|69344A206|PGIM Active High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862724|NUSA|NuShares ETF Trust|67092P110|Nuveen Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/05/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862722|NUHY|NuShares ETF Trust|67092P854|Nuveen ESG High Yield Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/05/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862720|NUBD|NuShares ETF Trust|67092P870|Nuveen ESG U.S. Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/05/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862718|NUAG|NuShares ETF Trust|67092P102|Nuveen Enhanced Yield U.S. Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/05/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862716|VNLA|Janus Detroit Street Trust|47103U886|Janus Henderson Short Duration Income ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862714|JMBS|Janus Detroit Street Trust|47103U852|Janus Henderson Mortgage-Backed Securities ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862712|TLH|iShares Trust|464288653|iShares 10-20 Year Treasury Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862710|TIP|iShares Trust|464287176|iShares TIPS Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862708|TFLO|iShares Trust|46434V860|iShares Treasury Floating Rate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862706|SUB|iShares Trust|464288158|iShares Short-Term National Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862704|STIP|iShares Trust|46429B747|iShares 0-5 Year TIPS Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862702|SHYG|iShares Trust|46434V407|iShares 0-5 Year High Yield Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862700|QLTA|iShares Trust|46429B291|iShares Aaa - A Rated Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862698|NYF|iShares Trust|464288323|iShares New York Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862696|MUB|iShares Trust|464288414|iShares National Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862694|LQD|iShares Trust|464287242|iShares iBoxx $ Investment Grade Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862692|IMTB|iShares Trust|46435G417|iShares Core 5-10 Year USD Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862690|ILTB|iShares Trust|464289479|iShares Core 10+ Year USD Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862688|IGLB|iShares Trust|464289511|iShares Long-Term Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862686|IBMK|iShares Trust|46435G755|iShares iBonds Dec 2022 Term Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862684|IBMJ|iShares Trust|46435G789|iShares iBonds Dec 2021 Term Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862682|IBMI|iShares Trust|46434V571|iShares iBonds Sep 2020 Term Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862680|IBDU|iShares Trust|46436E205|iShares iBonds Dec 2029 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862678|IBDT|iShares Trust|46435U515|iShares iBonds Dec 2028 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862676|IBDS|iShares Trust|46435UAA9|iShares iBonds Dec 2027 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862674|IBDR|iShares Trust|46435GAA0|iShares iBonds Dec 2026 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862672|IBDQ|iShares Trust|46434VBD1|iShares iBonds Dec 2025 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862670|IBDP|iShares Trust|46434VBG4|iShares iBonds Dec 2024 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862668|IBDO|iShares Trust|46434VAX8|iShares iBonds Dec 2023 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862666|IBDN|iShares Trust|46434VBA7|iShares iBonds Dec 2022 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862664|IBDM|iShares Trust|46434VBK5|iShares iBonds Dec 2021 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862662|IBDL|iShares Trust|46434VAQ3|iShares iBonds Dec 2020 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862660|IBDK|iShares Trust|46434VAU4|iShares iBonds Dec 2019 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862658|IBDD|iShares Trust|46432FAZ0|iShares iBonds Mar 2023 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862656|IBDC|iShares Trust|46432FBC0|iShares iBonds Mar 2020 Term Corporate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862654|IBCE|iShares Trust|46432FAN7|iShares iBonds Mar 2023 Term Corporate ex-Financials ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862652|IBCD|iShares Trust|46432FAK3|iShares iBonds Mar 2020 Term Corporate ex-Financials ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862650|HYG|iShares Trust|464288513|iShares iBoxx $ High Yield Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862648|GBF|iShares Trust|464288596|iShares Government/Credit Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862646|EAGG|iShares Trust|46435U549|iShares ESG U.S. Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862644|CMF|iShares Trust|464288356|iShares California Muni Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862642|CMBS|iShares Trust|46429B366|iShares CMBS ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862640|AGZ|iShares Trust|464288166|iShares Agency Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862638|AGG|iShares Trust|464287226|iShares Core U.S. Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862636|FXY|Invesco CurrencyShares® Japanese Yen Trust|46138W107|Invesco CurrencyShares Japanese Yen Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862634|FXSG|Invesco CurrencyShares® Singapore Dollar Trust|46138Y103|Invesco CurrencyShares® Singapore Dollar Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862632|FXS|Invesco CurrencyShares® Swedish Krona Trust|46138V109|Invesco CurrencyShares Swedish Krona Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862630|FXF|Invesco CurrencyShares® Swiss Franc Trust|46138R108|Invesco CurrencyShares Swiss Franc Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862628|FXE|Invesco CurrencyShares® Euro Currency Trust|46138K103|Invesco CurrencyShares Euro Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862626|FXCH|Invesco CurrencyShares® Chinese Renminbi Trust|46138X105|Invesco CurrencyShares® Chinese Renminbi Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862624|FXC|Invesco CurrencyShares® Canadian Dollar Trust|46138T104|Invesco CurrencyShares Canadian Dollar Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862622|FXB|Invesco CurrencyShares® British Pound Sterling Trust|46138M109|Invesco CurrencyShares British Pound Sterling Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862620|FXA|Invesco CurrencyShares® Australian Dollar Trust|46090N103|Invesco CurrencyShares® Australian Dollar Trust|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862618|ULTR|IndexIQ Active ETF Trust|45409F819|IQ Ultra Short Duration ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862616|MMIT|IndexIQ Active ETF Trust|45409F827|IQ MacKay Municipal Intermediate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862614|MMIN|IndexIQ Active ETF Trust|45409F843|IQ MacKay Municipal Insured ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862612|HYLV|IndexIQ ETF Trust|45409B412|IQ S&P High Yield Low Volatility Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862610|GIGB|Goldman Sachs ETF Trust|381430479|Goldman Sachs Access Investment Grade Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862608|GHYB|Goldman Sachs ETF Trust|381430453|Goldman Sachs Access High Yield Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862606|GBIL|Goldman Sachs ETF Trust|381430529|Goldman Sachs Access Treasury 0-1 Year ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862604|TDTT|FlexShares Trust|33939L506|FlexShares iBoxx 3-Year Target Duration TIPS Index Fund|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862602|TDTF|FlexShares Trust|33939L605|FlexShares iBoxx 5-Year Target Duration TIPS Index Fund|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862600|RAVI|FlexShares Trust|33939L886|FlexShares Ready Access Variable Income Fund|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862576|TAXF|American Century ETF Trust|025072505|American Century Diversified Municipal Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862574|KORP|American Century ETF Trust|025072109|American Century Diversified Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862806|SPMB|SPDR Series Trust|78464A383|SPDR Portfolio Mortgage Backed Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862804|SPLB|SPDR Series Trust|78464A367|SPDR Portfolio Long Term Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862802|SPIP|SPDR Series Trust|78464A656|SPDR Portfolio TIPS ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862800|SPIB|SPDR Series Trust|78464A375|SPDR Portfolio Intermediate Term Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862798|SPHY|SPDR Series Trust|78468R606|SPDR Portfolio High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862796|SPBO|SPDR Series Trust|78464A144|SPDR Portfolio Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862794|SPAB|SPDR Series Trust|78464A649|SPDR Portfolio Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862792|SJNK|SPDR Series Trust|78468R408|SPDR Bloomberg Barclays Short Term High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862790|SHM|SPDR Series Trust|78468R739|SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862598|HYGV|FlexShares Trust|33939L662|FlexShares High Yield Value-Scored Bond Index Fund|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862596|SPDV|ETF Series Solutions|26922A594|AAM S&P 500 High Dividend Value ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862594|EEMD|ETF Series Solutions|26922A586|AAM S&P Emerging Markets High Dividend Value ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862592|DMDV|ETF Series Solutions|26922A347|AAM S&P Developed Markets High Dividend Value ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862590|SHYL|DBX ETF Trust|233051283|Xtrackers Short Duration High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862588|RVNU|DBX ETF Trust|233051705|Xtrackers Municipal Infrastructure Revenue Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862586|HYUP|DBX ETF Trust|233051259|Xtrackers High Beta High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862584|HYLB|DBX ETF Trust|233051432|Xtrackers USD High Yield Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862582|HYDW|DBX ETF Trust|233051267|Xtrackers Low Beta High Yield Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862580|MUST|Columbia ETF Trust I|19761L607|Columbia Multi-Sector Municipal Income ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862754|USI|Principal Exchange-Traded Funds|74255Y813|Principal Ultra-Short Active Income ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862756|YLD|Principal Exchange-Traded Funds|74255Y102|Principal Active Income ETF|0|Monthly|11/01/2019||10/08/2019|11/06/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862758|SPXB|ProShares Trust|74347B318|ProShares S&P 500 Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/08/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862760|SCHO|Schwab Strategic Trust|808524862|Schwab Short-Term U.S. Treasury ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862762|SCHP|Schwab Strategic Trust|808524870|Schwab U.S. TIPs ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862764|SCHR|Schwab Strategic Trust|808524854|Schwab Intermediate-Term U.S. Treasury ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862766|SCHZ|Schwab Strategic Trust|808524839|Schwab U.S. Aggregate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862768|BIL|SPDR Series Trust|78468R663|SPDR Bloomberg Barclays 1-3 Month T-Bill ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862770|BWX|SPDR Series Trust|78464A516|SPDR Bloomberg Barclays International Treasury Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862772|BWZ|SPDR Series Trust|78464A334|SPDR Bloomberg Barclays Short Term International Treasury Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862774|CWB|SPDR Series Trust|78464A359|SPDR Bloomberg Barclays Convertible Securities ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862776|EBND|SPDR Series Trust|78464A391|SPDR Bloomberg Barclays Emerging Markets Local Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862778|FISR|SSGA Active Trust|78470P507|SPDR SSGA Fixed Income Sector Rotation ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862780|FLRN|SPDR Series Trust|78468R200|SPDR Bloomberg Barclays Investment Grade Floating Rate ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862782|HYMB|SPDR Series Trust|78464A284|SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862784|IBND|SPDR Series Trust|78464A151|SPDR Bloomberg Barclays International Corporate Bond ETF|0|Monthly|11/01/2019||10/08/2019|11/07/2019|11/04/2019|10/08/2019|Cash||USD||||||N|||ADS Ratio: Amount TBA|NYSE Arca||||||| 2862456|ALLY|Ally Financial Inc.|02005N100|Common Stock par value $.01 per share|0|Quarterly|10/31/2019|10/07/2019|10/08/2019|11/15/2019|11/01/2019|10/08/2019|Cash|0.1700000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.1700000000000000||||| 2862514|BML PRL|Bank of America Corporation|060505583|Depositary Shares (representing 1/1200th of a share of Floating Rate Non-Cumulative Preferred Stock Series 5)|0|Quarterly|10/31/2019|10/08/2019|10/08/2019|11/21/2019|11/01/2019|10/08/2019|Cash|0.2555600000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.2555600000000000||||| 2862517|BAC PRB|Bank of America Corporation|060505229|Depositary Shares each representing a 1/1000 th interest in a share of Bank of America Corporation 6.000% Non-Cumulative Preferred Stock Series GG|0|Quarterly|10/31/2019|10/08/2019|10/08/2019|11/18/2019|11/01/2019|10/08/2019|Cash|0.3750000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.3750000000000000||||| 2863813|AON|Aon plc|G0408V102|Class A Ordinary Shares|0|Quarterly|10/31/2019|10/08/2019|10/08/2019|11/15/2019|11/01/2019|10/08/2019|Cash|0.4400000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.4400000000000000||||| 2862332|EFC|Ellington Financial Inc.|28852N109|Common Stock|0|Monthly|10/30/2019|10/07/2019|10/08/2019|11/25/2019|10/31/2019|10/08/2019|Cash|0.1400000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/07/2019|NYSE||0.1400000000000000||||| 2862490|SAN|Banco Santander S.A.|05964H105|American Depositary Shares (Each representing one share of Capital Stock)|0|Quarterly|10/30/2019|10/08/2019|10/08/2019|11/08/2019|10/31/2019|10/08/2019|Cash|0.1090300000000000|USD||||0.1090300000000000||N|||ADS Ratio: 1 ADS : 1 Share of Capital Stock Announcement Date: 10/08/2019 Less applicable taxes/fees.|NYSE|Y|0.1090300000000000||||| 2862495|BAC PRE|Bank of America Corporation|060505815|Depositary Shares (representing 1/1000th of a share of Floating Rate Non-Cumalative Preferred Stock Series E)|0|Quarterly|10/30/2019|10/08/2019|10/08/2019|11/15/2019|10/31/2019|10/08/2019|Cash|0.2555600000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.2555600000000000||||| 2862396|AZZ|AZZ Inc.|002474104|Common Stock|0|Quarterly|10/18/2019|10/03/2019|10/08/2019|11/04/2019|10/21/2019|10/08/2019|Cash|0.1700000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/04/2019|NYSE||0.1700000000000000||||| 2862509|BBDO|Banco Bradesco S.A.|059460402|American Depositary Shares (Each representing one Common Share no par value)|0|Monthly|10/18/2019|10/08/2019|10/08/2019|10/30/2019|10/21/2019|10/08/2019|Cash|0.2323250000000000|USD||||0.2323250000000000||N|||ADS Ratio: 1 ADS : 1 Common Share Announcement Date: 10/08/2019 LESS ANY APPLICABLE FEE|NYSE|Y|0.2323250000000000||||| 2862498|BBD|Banco Bradesco S.A.|059460303|American Depositary Shares (Each representing one Preferred Shares)|0|Monthly|10/18/2019|10/08/2019|10/08/2019|10/30/2019|10/21/2019|10/08/2019|Cash|0.2555570000000000|USD||||0.2555570000000000||N|||ADS Ratio: 1 ADS : 1 Preferred Shares Announcement Date: 10/08/2019 LESS ANY APPLICABLE FEE|NYSE|Y|0.2555570000000000||||| 2862461|CLB|Core Laboratories N.V.|N22717107|Common Shares Euros 0.02 par value|0|Quarterly|10/17/2019|10/08/2019|10/08/2019|11/19/2019|10/18/2019|10/08/2019|Cash|0.5500000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.5500000000000000||||| 2862468|THQ|Tekla Healthcare Opportunities Fund|879105104|Shares of Beneficial Interest|0|Monthly|10/17/2019|10/08/2019|10/08/2019|10/31/2019|10/18/2019|10/08/2019|Cash|0.1125000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.1125000000000000||||| 2862483|PG|The Procter & Gamble Company|742718109|Common Stock|0|Quarterly|10/17/2019|10/08/2019|10/08/2019|11/15/2019|10/18/2019|10/08/2019|Cash|0.7459000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.7459000000000000||||| 2862471|THW|Tekla World Healthcare Fund|87911L108|Shares of Beneficial Interest par value $.01 per share|0|Monthly|10/17/2019|10/08/2019|10/08/2019|10/31/2019|10/18/2019|10/08/2019|Cash|0.1167000000000000|USD||||||N|||ADS Ratio: Announcement Date: 10/08/2019|NYSE||0.1167000000000000||||| 2838328|TSU|TIM Participacoes S.A.|88706P205|American Depositary Shares (Each representing 5 Common Shares)|0|Annually|08/12/2019|07/30/2019|10/08/2019|10/15/2019|08/13/2019|10/08/2019|Cash|0.2010650000000000|USD||||0.2010650000000000||N|||ADS Ratio: 1 ADS : 5 Common Shares Announcement Date: 07/31/2019 Final $0.1861905. Pay date revised by the Depositary. Interest on Shareholders Equity. Less applicable taxes/fees.|NYSE|Y|0.2010650000000000||||| 2837952|GSK|GlaxoSmithKline plc|37733W105|American Depositary Shares (Each representing two Ordinary Shares)|0|Quarterly|08/08/2019|07/30/2019|10/08/2019|10/10/2019|08/09/2019|10/08/2019|Cash|0.4644360000000000|USD||||0.4644360000000000||N|||ADS Ratio: 1 ADs : 2 Ordinary Shares Announcement Date: 07/30/2019 Final $0.4658283. Less applicable fee.|NYSE|Y|0.4644360000000000|||||